DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Steadtrust
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Karla Patricia Lema | B. Riley Wealth Advisors, Inc. BD affiliated | Steadtrust no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 29, 2025 | May 5, 2025 |
| Todd William Berger | B. Riley Wealth Advisors, Inc. BD affiliated | Steadtrust no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 29, 2025 | May 5, 2025 |
| James Rose | B. Riley Wealth Advisors, Inc. BD affiliated | Steadtrust no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 29, 2025 | May 2, 2025 |
| Lisa More | B. Riley Wealth Advisors, Inc. BD affiliated | Steadtrust no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 8, 2025 | Apr 28, 2025 |
| Cameron Pierce Ressetar | Apeiron independent RIA | Steadtrust no RAUM | RIA to a newly registered adviser | May 8, 2025 | Apr 24, 2025 |
| Ephimia Coumanakos | B. Riley Wealth Advisors, Inc. BD affiliated | Steadtrust no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 5, 2025 | Apr 28, 2025 |
| Kristine Dawn Sawyer | B. Riley Wealth Advisors, Inc. BD affiliated | Steadtrust no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2025 | Apr 23, 2025 |
| Thomas David Kowalczyk | B. Riley Wealth Private Shares asset manager | Steadtrust no RAUM | Other | Jan 17, 2025 | Feb 12, 2025 |
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8 moves match.