DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
B••••••• • N••••• W••••• M••••••••• L••
Latest filing Jun 19, 2025
First filing on the tape Apr 18, 2025 · 2 filings
SEC status 120-day approval since Mar 12, 2025
RAUM
$44.6M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
100%
$44.6M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$22.3M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$44.6M as of Jun 19, 2025
Apr 18, 2025$0 then
HNW client RAUM: $19.2M
State-registered IARs (5.B.3)2 as of Jun 19, 2025
Apr 18, 20252 then
Employees (5.A)3 as of Jun 19, 2025
Apr 18, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 19, 2025; every figure names its basis
- RAUM per advisor
- $22.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $183,514derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $12.5M, 31 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$25.4M57%
- High-net-worth individuals$19.2M43%
- Individual clients
- 66reported
- HNW clients
- 14reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 243reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $12.5M for 31 clientsreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••••• K•••• B•••••••Chartered Financial Consultant | Barrington, Il | Mar 12, 2025 | 23 y | 3 |
| M•••••• D•••• N•••••Chartered Financial Analyst | Barrington, Il | Mar 12, 2025 | 20 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B••••• K•••• B••••••• from A•••••• W••••• M••••••••• L••Mar 12, 2025 · RIA to a newly registered adviser
- M•••••• D•••• N••••• from A•••••• W••••• M••••••••• L••Mar 12, 2025 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Barrington, Il · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 243Apr 18, 2025 to Jun 19, 2025
- Advisory activities · 3 to 2Apr 18, 2025 to Jun 19, 2025
- HNW clients · unset to 14.0Apr 18, 2025 to Jun 19, 2025
- Individual clients · unset to 66.0Apr 18, 2025 to Jun 19, 2025
- Assets in custody · unset to 12540000.0Apr 18, 2025 to Jun 19, 2025
- Custody of client assets · false to trueApr 18, 2025 to Jun 19, 2025
- Financial planning clients · 0 to unsetApr 18, 2025 to Jun 19, 2025
- Discretionary RAUM · $0 to $42.5MApr 18, 2025 to Jun 19, 2025
- HNW RAUM · unset to 19242000.0Apr 18, 2025 to Jun 19, 2025
- Individual RAUM · unset to 25352000.0Apr 18, 2025 to Jun 19, 2025
- Non-discretionary RAUM · $0 to $2.1MApr 18, 2025 to Jun 19, 2025
- RAUM · $0 to $44.6MApr 18, 2025 to Jun 19, 2025
Signals
1 dated events
- B••••••• • N••••• W••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2025-07-01, RAUM $44.6M)Aug 1, 2025 · Left the SEC roster · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/barzideh-nadeau-wealth-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w••.b•••••••.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $22.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026