DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• W••••• M•••••••••
Legal name C••••••• W••••• M••••••••• L••
Latest filing Feb 27, 2026
First filing on the tape Mar 14, 2025 · 5 filings
SEC status approved since Mar 14, 2025
RAUM
$627M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
100%
$627M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$209M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$627M as of Feb 27, 2026
Mar 14, 2025$0 then
HNW client RAUM$627M as of Feb 27, 2026
Mar 14, 2025$0 then
State-registered IARs (5.B.3)2 as of Feb 27, 2026
Mar 14, 20250 then
Employees (5.A)3 as of Feb 27, 2026
Mar 14, 20251 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 2
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $209MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 5derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $44.8MderivedHNW RAUM over HNW clients
- Average account
- $13.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$627M100%
- Individual clients
- 0reported
- HNW clients
- 14reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 45reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••••••• G•••••• G••••••••• | Miami, Fl | Jan 22, 2026 | 13 y | 0 |
| J•••• U•••••• G•••• | Miami, Fl | Jan 23, 2026 | 12 y | 0 |
| T••••• S•••• | Miami, Fl | May 19, 2026 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••• S•••• from M••••• S••••••May 19, 2026 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••••• A••••••••• G•••••• · Manager; Chief Executive Officer Officercontrolsince 05/2025 · owns less than 5%
- U•••••• G••••• J•••• · Manager; Chief Investment Officercontrolsince 05/2025 · owns less than 5%
Entity owners
- C••••••• F•••••••• G••••• L•• · Member;Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 3 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Feb 27, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-07-08, yes on the filing of 2026-02-27peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 34 to 45Jul 8, 2025 to Feb 27, 2026
- Advisory activities · 3 to 4Jul 8, 2025 to Feb 27, 2026
- BD registered reps · 1 to 2Jul 8, 2025 to Feb 27, 2026
- HNW clients · 3 to 14Jul 8, 2025 to Feb 27, 2026
- Insurance-licensed employees · 1 to 0Jul 8, 2025 to Feb 27, 2026
- State-registered IARs · 3 to 2Jul 8, 2025 to Feb 27, 2026
- Discretionary RAUM · $433M to $570MJul 8, 2025 to Feb 27, 2026
- HNW RAUM · $476M to $627MJul 8, 2025 to Feb 27, 2026
- Non-discretionary RAUM · $43.2M to $57.4MJul 8, 2025 to Feb 27, 2026
- RAUM · $476M to $627MJul 8, 2025 to Feb 27, 2026
- Accounts · 0 to 34Jun 20, 2025 to Jul 8, 2025
- Advisory employees · 1 to 2Jun 20, 2025 to Jul 8, 2025
- Advisory activities · 1 to 3Jun 20, 2025 to Jul 8, 2025
- BD registered reps · 0 to 1Jun 20, 2025 to Jul 8, 2025
- HNW clients · 0 to 3Jun 20, 2025 to Jul 8, 2025
- Employees · 1 to 3Jun 20, 2025 to Jul 8, 2025
- Insurance-licensed employees · 0 to 1Jun 20, 2025 to Jul 8, 2025
- Financial planning clients · unset to 1-10Jun 20, 2025 to Jul 8, 2025
- State-registered IARs · 0 to 3Jun 20, 2025 to Jul 8, 2025
- Discretionary RAUM · $0 to $433MJun 20, 2025 to Jul 8, 2025
- HNW RAUM · $0 to $476MJun 20, 2025 to Jul 8, 2025
- Non-discretionary RAUM · $0 to $43.2MJun 20, 2025 to Jul 8, 2025
- RAUM · $0 to $476MJun 20, 2025 to Jul 8, 2025
- Business name · A••••• F•••••••• to C••••••• W••••• M•••••••••May 13, 2025 to Jun 20, 2025
- HQ city · KEY BISCAYNE to MIAMIMar 14, 2025 to May 13, 2025
- Legal name · A••••• F•••••••• ADVISORS LLC to C••••••• W••••• M••••••••• L••Mar 14, 2025 to May 13, 2025
Signals
1 dated events
- C••••••• W••••• M••••••••• reported RAUM $627.4M, up 32% from $475.8M (2025-07-08 to 2026-02-27)Feb 27, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@c•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 305-686-7910reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 305-686-7910reportedpublic record, Form ADV, Feb 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $209Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026