DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
J.P.Morgan Wealth Management Solutions Inc.
Latest filing Mar 31, 2026
First filing on the tape May 16, 2025 · 3 filings
SEC status approved since May 30, 2025
RAUM
$9.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$8.5M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$899,441
derived; firm RAUM over IAPD count
Employees
65
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$9.0M as of Mar 31, 2026
May 16, 2025$0 then
HNW client RAUM: $4.4M
State-registered IARs (5.B.3)0 as of Mar 31, 2026
May 16, 20254 then
Employees (5.A)65 as of Mar 31, 2026
May 16, 202555 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $899,441derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 3derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $737,780derivedHNW RAUM over HNW clients
- Average account
- $272,558derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.5derivedItem 5.A over advisors
- Advisors per office
- 5.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$4.4M49%
- Individuals$4.1M45%
- Corporations and businesses$501,3945.6%
- Individual clients
- 26reported
- HNW clients
- 6reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 33reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $9.0M managedreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=18.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Chad L Karpoff | New York, Ny | Jul 19, 2024 | 27 y | 1 |
| James Daniel Roberts | Columbus, Oh | Aug 20, 2024 | 19 y | 0 |
| Andrew J Casella | New York, Ny | Sep 26, 2024 | 29 y | 1 |
| Kristine Mary Rooney-Granger | New York, Ny | Sep 26, 2024 | 27 y | 1 |
| Jason M Cunningham | Columbus, Oh | Nov 6, 2025 | 25 y | 1 |
| Anthony M Denicola | New York, Ny | Nov 6, 2025 | 17 y | 0 |
| Cameron M Hayes | New York, Ny | Nov 12, 2025 | 15 y | 0 |
| Dylan Olsson | New York, Ny | Nov 12, 2025 | 10 y | 0 |
| Jonathan Bailey | Columbus, Oh | Nov 12, 2025 | 10 y | 0 |
Advisor movement
1 left, 2 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 10% of current headcount1 left over 36 months
Left, latest
- James Deleener to Morgan StanleyMar 2, 2026 · Other
Joined, latest
- Jason M Cunningham from J.P. Morgan Private Investments Inc.Nov 6, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- James Deleener from J.P. Morgan Private Investments Inc.Nov 5, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 10 | 10 | 1 | ||
| Columbus, Oh | 4 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 33Oct 9, 2025 to Mar 31, 2026
- BD registered reps · 8 to 18Oct 9, 2025 to Mar 31, 2026
- Charity clients · unset to 0.0Oct 9, 2025 to Mar 31, 2026
- Corporate clients · unset to 1.0Oct 9, 2025 to Mar 31, 2026
- HNW clients · unset to 6.0Oct 9, 2025 to Mar 31, 2026
- Individual clients · unset to 26.0Oct 9, 2025 to Mar 31, 2026
- Pension plan clients · unset to 0.0Oct 9, 2025 to Mar 31, 2026
- Pooled vehicle clients · unset to 0.0Oct 9, 2025 to Mar 31, 2026
- Employees · 55 to 65Oct 9, 2025 to Mar 31, 2026
- Insurance-licensed employees · 4 to 0Oct 9, 2025 to Mar 31, 2026
- Financial planning clients · to 0Oct 9, 2025 to Mar 31, 2026
- State-registered IARs · 4 to 0Oct 9, 2025 to Mar 31, 2026
- Other offices · 2 to 1Oct 9, 2025 to Mar 31, 2026
- Discretionary RAUM · $0 to $9.0MOct 9, 2025 to Mar 31, 2026
- HNW RAUM · unset to 4426682.0Oct 9, 2025 to Mar 31, 2026
- Individual RAUM · unset to 4066337.0Oct 9, 2025 to Mar 31, 2026
- Pension RAUM · unset to 0.0Oct 9, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · unset to 0.0Oct 9, 2025 to Mar 31, 2026
- RAUM · $0 to $9.0MOct 9, 2025 to Mar 31, 2026
- Wrap assets (manager) · $0 to $9.0MOct 9, 2025 to Mar 31, 2026
Signals
1 dated events
- James Deleener left J.P.Morgan Wealth Management Solutions Inc. for Morgan Stanley (registered 2026-03-12)Mar 2, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- jpmorgan.com/globalreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-464-2070reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Bank affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $899,441derivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026