DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
J.P. Morgan Private Investments Inc.
Latest filing Jun 26, 2026
First filing on the tape Nov 22, 2011 · 87 filings
SEC status approved since May 15, 1992
RAUM
$470B
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
66%
$309B individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$52B
derived; firm RAUM over IAPD count
Employees
758
96 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
75
reported on Schedule D
History
87 filings and snapshots on the tape
RAUM$470B as of Jun 26, 2026
Mar 29, 2012$6.5B then
HNW client RAUM$159B as of Jun 26, 2026
Mar 29, 2018$34B then
State-registered IARs (5.B.3)0 as of Jun 26, 2026
Mar 28, 20130 then
Employees (5.A)758 as of Jun 26, 2026
Mar 28, 2013109 then
Private funds75 as of Jun 26, 2026
Mar 29, 201222 then
RAUM +25% over the last fiscal year+25% a year over threeIARs 27 to 0
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $52BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 140,293derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $531,712derivedHNW RAUM over HNW clients
- Average account
- $367,673derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 84.2derivedItem 5.A over advisors
- Advisors per office
- 1.5derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $10B, 69 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$159B34%
- Individuals$150B32%
- Investment companies$131B28%
- Pooled investment vehicles$20B4.2%
- Corporations and businesses$8.6B1.8%
- Pension and profit-sharing plans$986M0.2%
- Charitable organizations$569M0.1%
- Individual clients
- 963,550reported
- HNW clients
- 299,091reported
- Pension plan clients
- 1,303reported
- Charitable clients
- 79reported
- Accounts
- 1,278,255reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $263B managedreported
- Custody of client assets
- $10B for 69 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.66 fund_share=0.32 institutional_share=0.0 related_bd=true related_bank=true bd_reps=263.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jesse Isaac Rosenblum | White Plains, Ny | Nov 9, 2020 | 18 y | 0 |
| Ramy El-Menshawy | New York, Ny | Dec 8, 2020 | 21 y | 0 |
| Carrie Marin Spengler | New York, Ny | Jan 28, 2021 | 20 y | 0 |
| Lance Aaron Schiff | New York, Ny | Apr 26, 2024 | 31 y | 0 |
| Michael Travis Joelson | New York, Ny | May 13, 2024 | 18 y | 0 |
| Rashmi Gupta | New York, Ny | Jun 12, 2024 | 19 y | 0 |
| Jeffrey T Gaffney | New York, Ny | Jun 25, 2024 | 18 y | 0 |
| Arsal Rehman | New York, Ny | Aug 6, 2024 | 15 y | 0 |
| Evan Grace | New York, Ny | Jul 25, 2025 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 11% of current headcount5 left over 36 months
Left, latest
- James Deleener to J.P.Morgan Wealth Management Solutions Inc.Mar 2, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Kristine Mary Rooney-Granger to J.P. Morgan Securities LLCJun 13, 2024 · Affiliated broker-dealer or bank to wirehouse
- Chad L Karpoff to J.P. Morgan Securities LLCJun 13, 2024 · Affiliated broker-dealer or bank to wirehouse
- Andrew J Casella to J.P. Morgan Securities LLCJun 13, 2024 · Affiliated broker-dealer or bank to wirehouse
- Jason M Cunningham to J.P.Morgan Wealth Management Solutions Inc.Jun 7, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Vikas T Pathani to J.P. Morgan Investment Management Inc.Mar 10, 2021 · Other
- John Laurence Caffrey to J.P. Morgan Investment Management Inc.Feb 24, 2021 · Other
Joined, latest
none on the tape
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for J.P. Morgan Securities LLCJun 13, 2024 · New York, Ny
- 2 left for J.P. Morgan Investment Management Inc.Feb 24, 2021 · New York, Ny
Private funds
101 reported on Schedule D 7.B.(1)
All funds of J.P. Morgan Private Investments Inc.
Owners and control persons
Schedule A and B, latest filing
- Andreas Bender · Directorcontrolsince 03/2023 · owns less than 5%
- Michael Choi · Chief Compliance Officer Investment Advisorycontrolsince 12/2015 · owns less than 5%
- Annabelle De Araujo · Directorcontrolsince 11/2025 · owns less than 5%
- J. Christopher Faricelli · Directorcontrolsince 03/2021 · owns less than 5%
- Glenn Hill · President And Directorcontrolsince 03/2010 · owns less than 5%
- Lynn Abby Ingber · Chief Legal Officercontrolsince 05/2021 · owns less than 5%
- Yejoteworq Kassa · Directorcontrolsince 01/2013 · owns less than 5%
- Ann Laura Pantaleo · Directorcontrolsince 02/2015 · owns less than 5%
- Elizabeth Mary Savino · Director And Head Of Investment Advisorycontrolsince 04/2016 · owns less than 5%
- Christopher Skoldberg · Chief Financial Officercontrolsince 03/2024 · owns less than 5%
- Menachem Weiss · Chief Legal Officercontrolsince 11/2024 · owns less than 5%
Entity owners
- Jpmorgan Chase Holdings LLC · Shareholderdirect · owns 75% or more
- J.P. Morgan Chase & Co. · Shareholderindirect · owns 75% or more of Jpmorgan Chase Holdings LLC · public reporting company
Related persons
Schedule D 7.A
- 14th Street Civ Gp LLCpooled vehicle sponsory
- 14th Street Civ US Gp LLCpooled vehicle sponsory
- Brand Gp LLCpooled vehicle sponsory
- Brand US Gp LLCpooled vehicle sponsory
- Brand US Holdings Gp LLCpooled vehicle sponsory
- Bs Civ Gp LLCpooled vehicle sponsory
- Bs Civ US Gp LLCpooled vehicle sponsory
- Cs Pe 2 Gp LLCpooled vehicle sponsory
- Cs Pe Cip LLCpooled vehicle sponsory
- Cs Pe Gp LLCpooled vehicle sponsory
- Cs Pe US Gp LLCpooled vehicle sponsory
- Highbridge Capital Management, LLCinvestment adviserbankpooled vehicle sponsornRAUM $7.6B
- Hotel 21 Gp LLCpooled vehicle sponsory
- Hotel 21 US Gp LLCpooled vehicle sponsory
- J.P. Morgan (Suisse) Sacustodiann
- J.P. Morgan Investment Management Inc.investment adviserbankpooled vehicle sponsorLP sponsornRAUM $3519B
- J.P. Morgan Private Investments International Inc.pooled vehicle sponsory
- J.P. Morgan Sen
- J.P. Morgan Securities LLCbroker-dealerinvestment advisertrust companyLP sponsorCPO or CTAreal estatecustodiannRAUM $430B
- Jpmorgan Chase Bank, N.A.investment adviserbankpooled vehicle sponsorCPO or CTAcustodiann
- Jpmorgan Distribution Services, Inc.broker-dealern
- Jpmpe Special Member LLCpooled vehicle sponsory
- Jpp Cip LLCpooled vehicle sponsory
- Jpp Gp LLCpooled vehicle sponsory
- Jpp II Cip LLCpooled vehicle sponsory
- Jpp II Gp LLCpooled vehicle sponsory
- Jpp II US Gp LLCpooled vehicle sponsory
- Jpp II US Holdings Gp LLCpooled vehicle sponsory
- Jpp US Gp LLCpooled vehicle sponsory
- Jpp US Holdings Gp LLCpooled vehicle sponsory
Advisers that list J.P. Morgan Private Investments Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 9 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY59 employees
- London, United Kingdom13 employees
- Brooklyn, NY1 employees
- Hong Kong, Hong Kong1 employees
- Washington, DC1 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- unusually high clients per advisorStatic outlier · filing Jun 26, 2026private clients per advisor of 140,293.4 against a peer median of 81.2 (49 comparable advisers, 100.0th percentile, 999.0 robust deviations)peers: affiliated wealth managers, $20B and over (49) · 100% percentile
- control person changedChange between filings · filing Jun 26, 2026De Araujo, Annabelle (DIRECTOR) appeared on Schedule A between the filings of 2024-03-28 and 2026-06-26peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jun 26, 2026WEISS, MENACHEM (CHIEF LEGAL OFFICER) appeared on Schedule A between the filings of 2024-03-28 and 2026-06-26peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jun 26, 2026SAVINO, MARY, ELIZABETH (DIRECTOR AND HEAD OF INVESTMENT ADVISORY) left Schedule A between the filings of 2024-03-28 and 2026-06-26peers: affiliated wealth managers, $20B and over (50)
- control person changedChange between filings · filing Jun 26, 2026INGBER, ABBY, LYNN (CHIEF LEGAL OFFICER) left Schedule A between the filings of 2024-03-28 and 2026-06-26peers: affiliated wealth managers, $20B and over (50)
- advisor count dropChange between filings · filing Mar 31, 2026advisory representatives (Item 5.B.3) moved from 27.0 to 0.0 (-100.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +7.0% (49 comparable advisers, 0.0th percentile of changes)peers: affiliated wealth managers, $20B and over (49) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 1,099,136 to 1,278,255Oct 9, 2025 to Mar 31, 2026
- Advisory employees · 73 to 96Oct 9, 2025 to Mar 31, 2026
- BD registered reps · 257 to 263Oct 9, 2025 to Mar 31, 2026
- Charity clients · 59 to 79Oct 9, 2025 to Mar 31, 2026
- Corporate clients · 9,646 to 14,143Oct 9, 2025 to Mar 31, 2026
- HNW clients · 232,200 to 299,091Oct 9, 2025 to Mar 31, 2026
- Individual clients · 855,965 to 963,550Oct 9, 2025 to Mar 31, 2026
- Pension plan clients · 1,172 to 1,303Oct 9, 2025 to Mar 31, 2026
- Pooled vehicle clients · 81 to 76Oct 9, 2025 to Mar 31, 2026
- Assets in custody · $8.4B to $10BOct 9, 2025 to Mar 31, 2026
- Employees · 714 to 758Oct 9, 2025 to Mar 31, 2026
- Insurance-licensed employees · 27 to 26Oct 9, 2025 to Mar 31, 2026
- State-registered IARs · 27 to 0Oct 9, 2025 to Mar 31, 2026
- Private funds · 77 to 75Oct 9, 2025 to Mar 31, 2026
- Discretionary RAUM · $323B to $413BOct 9, 2025 to Mar 31, 2026
- HNW RAUM · $121B to $159BOct 9, 2025 to Mar 31, 2026
- Individual RAUM · $129B to $150BOct 9, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $53B to $57BOct 9, 2025 to Mar 31, 2026
- Pension RAUM · $810M to $986MOct 9, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $17B to $20BOct 9, 2025 to Mar 31, 2026
- RAUM · $376B to $470BOct 9, 2025 to Mar 31, 2026
- Wrap assets (manager) · $204B to $263BOct 9, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Oct 9, 2025
- Accounts · 941,857 to 1,099,136Dec 18, 2024 to Mar 31, 2025
- Advisory employees · 75 to 73Dec 18, 2024 to Mar 31, 2025
- Advisory activities · 7 to 6Dec 18, 2024 to Mar 31, 2025
- BD registered reps · 267 to 257Dec 18, 2024 to Mar 31, 2025
- Charity clients · 37 to 59Dec 18, 2024 to Mar 31, 2025
- Corporate clients · 5,411 to 9,646Dec 18, 2024 to Mar 31, 2025
- HNW clients · 108,186 to 232,200Dec 18, 2024 to Mar 31, 2025
- Individual clients · 827,116 to 855,965Dec 18, 2024 to Mar 31, 2025
- Pension plan clients · 1,016 to 1,172Dec 18, 2024 to Mar 31, 2025
- Pooled vehicle clients · 77 to 81Dec 18, 2024 to Mar 31, 2025
- Assets in custody · $15B to $8.4BDec 18, 2024 to Mar 31, 2025
- Employees · 745 to 714Dec 18, 2024 to Mar 31, 2025
- Insurance-licensed employees · 21 to 27Dec 18, 2024 to Mar 31, 2025
- State-registered IARs · 21 to 27Dec 18, 2024 to Mar 31, 2025
- Private funds · 76 to 77Dec 18, 2024 to Mar 31, 2025
- Discretionary RAUM · $246B to $323BDec 18, 2024 to Mar 31, 2025
- HNW RAUM · $75B to $121BDec 18, 2024 to Mar 31, 2025
Signals
26 dated events
- J.P. Morgan Private Investments Inc. reported RAUM $470.0B, up 25% from $375.6B (2025-10-09 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- J.P. Morgan Private Investments Inc. reported 0 state-registered advisory representatives, down from 27 (2025-10-09 to 2026-03-31)Mar 31, 2026 · Advisor headcount change · derived
- James Deleener left J.P. Morgan Private Investments Inc. for J.P.Morgan Wealth Management Solutions Inc. (registered 2025-11-05)Mar 2, 2026 · Advisor changed firm · fact
- J.P. Morgan Private Investments Inc. reported RAUM $375.6B, up 28% from $292.9B (2024-12-18 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Andrew J Casella left J.P. Morgan Private Investments Inc. for J.P. Morgan Securities Llc (registered 2024-09-26)Jun 13, 2024 · Advisor changed firm · fact
- Kristine Mary Rooney-Granger left J.P. Morgan Private Investments Inc. for J.P. Morgan Securities Llc (registered 2024-09-26)Jun 13, 2024 · Advisor changed firm · fact
- Chad L Karpoff left J.P. Morgan Private Investments Inc. for J.P. Morgan Securities Llc (registered 2024-07-19)Jun 13, 2024 · Advisor changed firm · fact
- 3 advisors left J.P. Morgan Private Investments Inc. (New York, NY) for J.P. Morgan Securities LLC on the same dayJun 13, 2024 · Team lift-out · derived
- Jason M Cunningham left J.P. Morgan Private Investments Inc. for J.P.Morgan Wealth Management Solutions Inc. (registered 2025-11-06)Jun 7, 2024 · Advisor changed firm · fact
- C Thomas Mc Graw (Director) no longer on Schedule A of J.P. Morgan Private Investments Inc. (listed 2024-01-19, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- D. Christopher Denune (Chief Financial Officer) no longer on Schedule A of J.P. Morgan Private Investments Inc. (listed 2024-01-19, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Christopher Skoldberg (Chief Financial Officer) appeared on Schedule A of J.P. Morgan Private Investments Inc.Mar 28, 2024 · Control person joined · fact
- Andreas Bender (Director) appeared on Schedule A of J.P. Morgan Private Investments Inc.Mar 30, 2023 · Control person joined · fact
- J.P. Morgan Private Investments Inc. reported RAUM $281.3B, up 32% from $213.7B (2021-12-10 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- D. Christopher Denune (Chief Financial Officer) appeared on Schedule A of J.P. Morgan Private Investments Inc.Sep 17, 2021 · Control person joined · fact
- Lynn Abby Ingber (Chief Legal Officer) appeared on Schedule A of J.P. Morgan Private Investments Inc.Sep 17, 2021 · Control person joined · fact
- V Vishal Thakkar (Chief Financial Officer) no longer on Schedule A of J.P. Morgan Private Investments Inc. (listed 2021-03-30, absent 2021-09-17)Sep 17, 2021 · Control person left · inference
- J.P. Morgan Private Investments Inc. reported 20 state-registered advisory representatives, up from 10 (2021-02-16 to 2021-03-30)Mar 30, 2021 · Advisor headcount change · derived
- Israel Grafstein (Legal Chief Officer) no longer on Schedule A of J.P. Morgan Private Investments Inc. (listed 2021-02-16, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- J. Christopher Faricelli (Director) appeared on Schedule A of J.P. Morgan Private Investments Inc.Mar 30, 2021 · Control person joined · fact
- Marie Rose Burke (Secretary And Chief Legal Officer) no longer on Schedule A of J.P. Morgan Private Investments Inc. (listed 2020-08-18, absent 2020-09-11)Sep 11, 2020 · Control person left · inference
- Israel Grafstein (Legal Chief Officer) appeared on Schedule A of J.P. Morgan Private Investments Inc.Sep 11, 2020 · Control person joined · fact
- J.P. Morgan Private Investments Inc. reported RAUM $173.5B, up 29% from $134.8B (2019-12-18 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- J.P. Morgan Private Investments Inc. reported 10 state-registered advisory representatives, up from 0 (2019-12-18 to 2020-03-30)Mar 30, 2020 · Advisor headcount change · derived
- J.P. Morgan Private Investments Inc. reported RAUM $134.8B, up 33% from $101.5B (2018-10-09 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- J.P. Morgan Private Investments Inc. reported RAUM $101.5B, up 36% from $74.7B (2018-01-26 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- J.P. Morgan Private Investments Inc. · Independent Sponsorsshared crd · capital_provider
- J.P. Morgan Private Investments Inc. · Private Equityshared crd · organization
- J.P. Morgan Private Investments Inc. · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- jpmorgan.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-464-2070reportedpublic record, Form ADV, Jun 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $52Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
J.P. Morgan Private Investments Inc. is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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