DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Sandlot Private Wealth LLC

Independent wealth managerOrem, UtahCRD 335925SEC 801-134313websiteIAPD
Latest filing Sep 14, 2026
First filing on the tape Nov 10, 2025 · 4 filings
SEC status approved since Sep 8, 2025
RAUM
$305,047
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$305,047 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$305,047
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$305,047 as of Jul 14, 2026
Nov 10, 2025$0 then
HNW client RAUM$107,149 as of Jul 14, 2026
Mar 31, 2026$107,149 then
State-registered IARs (5.B.3)3 as of Jul 14, 2026
Nov 10, 20253 then
Employees (5.A)4 as of Jul 14, 2026
Nov 10, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$101,682derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$14,526derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$197,89865%
  • High-net-worth individuals$107,14935%
Individual clients
5reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
21reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Dallas MessengerOrem, UtSep 30, 202511 y1
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Kurt Henderson · Member, Ceo, Ccocontrol
      since 08/2025 · owns 25% to 50%
    Entity owners
    • Glenn Ventures LLC · Member
      direct · owns 25% to 50%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Orem, Ut · principal330
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Financial planning clients · 0 to 0
      Jul 14, 2026 to Sep 14, 2026
    • Succession · false to unset
      Jul 14, 2026 to Sep 14, 2026
    • Accounts · 0 to 21
      Nov 10, 2025 to Mar 31, 2026
    • Individual clients · unset to 5.0
      Nov 10, 2025 to Mar 31, 2026
    • Employees · 3 to 4
      Nov 10, 2025 to Mar 31, 2026
    • Discretionary RAUM · $0 to $305,047
      Nov 10, 2025 to Mar 31, 2026
    • HNW RAUM · unset to 107149.0
      Nov 10, 2025 to Mar 31, 2026
    • Individual RAUM · unset to 197898.0
      Nov 10, 2025 to Mar 31, 2026
    • RAUM · $0 to $305,047
      Nov 10, 2025 to Mar 31, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    sandlotwealth.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    801 428 7744reportedpublic record, Form ADV, Sep 14, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $305,047derivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026