DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• W••••• M•••••••••
Legal name P••••••• W••••• M••••••••• I•••
Latest filing Jun 23, 2026
First filing on the tape Apr 25, 2025 · 6 filings
SEC status approved since May 28, 2025
RAUM
$148M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$148M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$29.7M
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$148M as of Jun 23, 2026
Apr 25, 2025$0 then
HNW client RAUM$55.1M as of Jun 23, 2026
Aug 20, 2025$35.6M then
State-registered IARs (5.B.3)5 as of Jun 23, 2026
Apr 25, 20253 then
Employees (5.A)9 as of Jun 23, 2026
Apr 25, 20256 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 3 to 5offices 0 to 1
Practice profile
derived from the filing of Jun 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $29.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 59derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $168,424derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $297MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$93.3M63%
- High-net-worth individuals$55.1M37%
- Individual clients
- 275reported
- HNW clients
- 22reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 881reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $148M sponsored, $148M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• G••• | Southlake, Tx | Jun 2, 2025 | 11 y | 5 |
| L••••• T••••• M••••••• | Southlake, Tx | Jun 2, 2025 | 11 y | 0 |
| B•••• D•••• D•••••Certified Financial Planner | Southlake, Tx | Jun 7, 2025 | 17 y | 7 |
| H••••• Z••••Certified Financial Planner | Southlake, Tx | Jan 27, 2026 | 10 y | 1 |
| S••• P•••••• C••••• | Fairfax Station, Va | Feb 13, 2026 | 22 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- H••••• Z•••• from G•••••• S•••• W••••• S•••••••• L•••Jan 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- B•••• D•••• D••••• from O•••• A••••••• S•••••••• L••Jun 7, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- A••••• G••• from O•••• A••••••• S•••••••• L••Jun 2, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from O•••• A••••••• S•••••••• L••Sep 4, 2025 · Southlake, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• B••••• D•••• · Managing Member/ Ccocontrolsince 04/2025 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Southlake, Tx · principal | 5 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 759 to 881Nov 24, 2025 to Feb 20, 2026
- Advisory employees · 3 to 5Nov 24, 2025 to Feb 20, 2026
- HNW clients · 21 to 22Nov 24, 2025 to Feb 20, 2026
- Individual clients · 245 to 275Nov 24, 2025 to Feb 20, 2026
- Employees · 6 to 9Nov 24, 2025 to Feb 20, 2026
- Financial planning clients · 0 to 11-25Nov 24, 2025 to Feb 20, 2026
- State-registered IARs · 3 to 5Nov 24, 2025 to Feb 20, 2026
- Other offices · 0 to 1Nov 24, 2025 to Feb 20, 2026
- Discretionary RAUM · $119M to $148MNov 24, 2025 to Feb 20, 2026
- HNW RAUM · $35.6M to $55.1MNov 24, 2025 to Feb 20, 2026
- Individual RAUM · $83.2M to $93.3MNov 24, 2025 to Feb 20, 2026
- RAUM · $119M to $148MNov 24, 2025 to Feb 20, 2026
- Wrap assets (manager) · $119M to $148MNov 24, 2025 to Feb 20, 2026
- Wrap assets (sponsor) · $119M to $148MNov 24, 2025 to Feb 20, 2026
- Financial planning clients · 0 to 0Aug 20, 2025 to Nov 24, 2025
- Accounts · 0 to 759Jun 18, 2025 to Aug 20, 2025
- HNW clients · unset to 21.0Jun 18, 2025 to Aug 20, 2025
- Individual clients · unset to 245.0Jun 18, 2025 to Aug 20, 2025
- Discretionary RAUM · $0 to $119MJun 18, 2025 to Aug 20, 2025
- HNW RAUM · unset to 35646057.0Jun 18, 2025 to Aug 20, 2025
- Individual RAUM · unset to 83174134.0Jun 18, 2025 to Aug 20, 2025
- RAUM · $0 to $119MJun 18, 2025 to Aug 20, 2025
- Wrap assets (manager) · $0 to $119MJun 18, 2025 to Aug 20, 2025
- Wrap assets (sponsor) · $0 to $119MJun 18, 2025 to Aug 20, 2025
Signals
1 dated events
- 2 advisors left O•••• A••••••• S•••••••• L•• (Southlake, TX) for P••••••• W••••• M••••••••• on the same daySep 4, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- team@pwealthmgmt.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- alexandria@pwealthmgmt.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- ashleigh@pwealthmgmt.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- jessica@pwealthmgmt.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 817-576-3155reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 817-637-8121reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/p-wealth-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- pwealthmgmt.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 8176378121reportedpublic record, Form ADV, Jun 23, 2026
- Contact form
- pwealthmgmt.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- pwealthmgmt.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $29.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026