DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Pathfinder Wealth Consulting

Former SEC-registered adviserWilmington, North CarolinaCRD 336658SEC 801-134277websiteIAPD
Legal name Pathfinder Wealth Consulting, Inc.
Latest filing Mar 31, 2026
First filing on the tape Aug 13, 2025 · 4 filings
SEC status approved since Sep 2, 2025
RAUM
$866M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$837M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$866M as of Mar 31, 2026
Aug 13, 2025$0 then
HNW client RAUM$657M as of Mar 31, 2026
Dec 15, 2025$643M then
State-registered IARs (5.B.3)9 as of Mar 31, 2026
Aug 13, 20259 then
Employees (5.A)17 as of Mar 31, 2026
Aug 13, 202517 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
$96.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
71derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.5MderivedHNW RAUM over HNW clients
Average account
$456,735derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.9derivedItem 5.A over advisors
Advisors per office
4.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Custody
$212M, 223 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$657M76%
  • Individuals$180M21%
  • Corporations and businesses$21.2M2.5%
  • Charitable organizations$7.0M0.8%
Individual clients
379reported
HNW clients
264reported
Pension plan clients
n/areported
Charitable clients
5reported
Accounts
1,895reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$212M for 223 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
10 left, 9 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 days10 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Cary, Nc003
Wilmington, Nc · principal007
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 653 to 1,895
    Dec 15, 2025 to Feb 19, 2026
  • HNW clients · 262 to 264
    Dec 15, 2025 to Feb 19, 2026
  • Individual clients · 380 to 379
    Dec 15, 2025 to Feb 19, 2026
  • Assets in custody · $201M to $212M
    Dec 15, 2025 to Feb 19, 2026
  • Discretionary RAUM · $847M to $866M
    Dec 15, 2025 to Feb 19, 2026
  • HNW RAUM · $643M to $657M
    Dec 15, 2025 to Feb 19, 2026
  • Individual RAUM · $178M to $180M
    Dec 15, 2025 to Feb 19, 2026
  • RAUM · $847M to $866M
    Dec 15, 2025 to Feb 19, 2026
  • Accounts · 0 to 653
    Aug 13, 2025 to Dec 15, 2025
  • Charity clients · unset to 5.0
    Aug 13, 2025 to Dec 15, 2025
  • Corporate clients · unset to 6.0
    Aug 13, 2025 to Dec 15, 2025
  • HNW clients · unset to 262.0
    Aug 13, 2025 to Dec 15, 2025
  • Individual clients · unset to 380.0
    Aug 13, 2025 to Dec 15, 2025
  • Assets in custody · unset to 201051956.0
    Aug 13, 2025 to Dec 15, 2025
  • Custody of client assets · false to true
    Aug 13, 2025 to Dec 15, 2025
  • Discretionary RAUM · $0 to $847M
    Aug 13, 2025 to Dec 15, 2025
  • HNW RAUM · unset to 643042550.0
    Aug 13, 2025 to Dec 15, 2025
  • Individual RAUM · unset to 178222400.0
    Aug 13, 2025 to Dec 15, 2025
  • RAUM · $0 to $847M
    Aug 13, 2025 to Dec 15, 2025
Signals
13 dated events
  • Pathfinder Wealth Consulting no longer on the SEC adviser roster (last listed 2026-04-01, RAUM $865.5M)
    May 1, 2026 · Left the SEC roster · derived
  • Pantelis Emanuel Miliotis left Pathfinder Wealth Consulting for Commonwealth Financial Network (registered 2026-04-02)
    Apr 2, 2026 · Advisor changed firm · fact
  • Brice Sawyer Gibson left Pathfinder Wealth Consulting for Commonwealth Financial Network (registered 2026-04-02)
    Apr 2, 2026 · Advisor changed firm · fact
  • Walter G Hutsell left Pathfinder Wealth Consulting for Commonwealth Financial Network (registered 2026-04-02)
    Apr 2, 2026 · Advisor changed firm · fact
  • Samuel Davis Byrd left Pathfinder Wealth Consulting for Commonwealth Financial Network (registered 2026-04-02)
    Apr 2, 2026 · Advisor changed firm · fact
  • Alexander Greer left Pathfinder Wealth Consulting for Commonwealth Financial Network (registered 2026-04-02)
    Apr 2, 2026 · Advisor changed firm · fact
  • Tyler Zieker left Pathfinder Wealth Consulting for Commonwealth Financial Network (registered 2026-04-02)
    Apr 2, 2026 · Advisor changed firm · fact
  • Jason Thomas Wheeler left Pathfinder Wealth Consulting for Commonwealth Financial Network (registered 2026-04-01)
    Apr 2, 2026 · Advisor changed firm · fact
  • Christopher James Walsh left Pathfinder Wealth Consulting for Commonwealth Financial Network (registered 2026-04-02)
    Apr 2, 2026 · Advisor changed firm · fact
  • Chad Michael Slate left Pathfinder Wealth Consulting for Commonwealth Financial Network (registered 2026-04-01)
    Apr 2, 2026 · Advisor changed firm · fact
  • John Brantley Zachary left Pathfinder Wealth Consulting for Commonwealth Financial Network (registered 2026-04-01)
    Apr 2, 2026 · Advisor changed firm · fact
  • Pathfinder Wealth Consulting's advisors moved to Commonwealth Financial Network (Wilmington, NC): 10 of 10 registered, on the same day
    Apr 2, 2026 · Firm absorbed (people side) · derived
  • 9 advisors left Commonwealth Financial Network (Wilmington, NC) for Pathfinder Wealth Consulting on the same day
    Oct 6, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026