DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Chad Michael Slate
Certified Financial Planner
Feed of 09/14/2026
Also filed as Chad Slate
At current firm
0 y
since Apr 1, 2026
In the industry
22 y
since May 13, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Commonwealth Financial Network national BD currentsince Apr 1, 2026 · Wilmington, Nc
- Pathfinder Wealth Consulting formerSep 26, 2025 to Apr 2, 2026 · Wilmington, Nc
- Commonwealth Financial Network national BDNov 1, 2022 to Oct 6, 2025 · Wilmington, Nc
- Raymond James Financial Services Advisors, Inc BD affiliatedAug 28, 2019 to Oct 31, 2022 · Wilmington, Nc
- Raymond James Financial Services Advisors, Inc BD affiliatedJul 20, 2011 to Aug 9, 2012 · Wilmington, Nc
- Morgan Stanley Dw Inc. unclassifiedMay 13, 2004 to Sep 2, 2004 · Wilmington, Nc
Moves
a registration end followed by a registration begin elsewhere
- Pathfinder Wealth Consulting to Commonwealth Financial Networkleft Apr 2, 2026, registered Apr 1, 2026 (-1 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Commonwealth Financial Network to Pathfinder Wealth Consultingleft Oct 6, 2025, registered Sep 26, 2025 (-10 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Raymond James Financial Services Advisors, Inc to Commonwealth Financial Networkleft Oct 31, 2022, registered Nov 1, 2022 (1 days) · Affiliated broker-dealer or bank to another
- Morgan Stanley Dw Inc. to Raymond James Financial Services Advisors, Incleft Sep 2, 2004, registered Jul 20, 2011 (2512 days) · Other
Signals
- Chad Michael Slate left Pathfinder Wealth Consulting for Commonwealth Financial Network (registered 2026-04-01)Apr 2, 2026 · Advisor changed firm · fact
- Chad Michael Slate left Commonwealth Financial Network for Pathfinder Wealth Consulting (registered 2025-09-26)Oct 6, 2025 · Advisor changed firm · fact
- Chad Michael Slate left Raymond James Financial Services Advisors, Inc for Commonwealth Financial Network (registered 2022-11-01)Oct 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address