DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Torrey-Payne Wealth Management
Legal name Torrey-Payne Wealth Management, LLC
Latest filing Mar 6, 2026
First filing on the tape Jun 13, 2025 · 4 filings
SEC status approved since Jun 24, 2025
RAUM
$185M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$185M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$92.4M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$185M as of Mar 6, 2026
Jun 13, 2025$0 then
HNW client RAUM$106M as of Mar 6, 2026
Oct 31, 2025$103M then
State-registered IARs (5.B.3)2 as of Mar 6, 2026
Jun 13, 20251 then
Employees (5.A)2 as of Mar 6, 2026
Jun 13, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $92.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 119derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $451,721derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$106M57%
- Individuals$79.0M43%
- Individual clients
- 179reported
- HNW clients
- 58reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 409reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jason Torrey-Payne | Pasadena, Ca | Jul 17, 2025 | 29 y | 3 |
| Anastasia Nichole Timineri | Chatsworth, Ca | Oct 17, 2025 | 12 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Anastasia Nichole Timineri from Tlg Advisors, Inc.Oct 17, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Jason Torrey-Payne from Raymond James & Associates, Inc.Jul 17, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pasadena, Ca · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 6, 2026pension consulting (Item 5.G.6): no on the filing of 2025-10-31, yes on the filing of 2026-03-06peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 423 to 409Oct 31, 2025 to Mar 6, 2026
- BD registered reps · 1 to 2Oct 31, 2025 to Mar 6, 2026
- HNW clients · 55 to 58Oct 31, 2025 to Mar 6, 2026
- Individual clients · 158 to 179Oct 31, 2025 to Mar 6, 2026
- Assets in custody · $2.6M to $26.5MOct 31, 2025 to Mar 6, 2026
- Employees · 1 to 2Oct 31, 2025 to Mar 6, 2026
- State-registered IARs · 1 to 2Oct 31, 2025 to Mar 6, 2026
- Discretionary RAUM · $169M to $185MOct 31, 2025 to Mar 6, 2026
- HNW RAUM · $103M to $106MOct 31, 2025 to Mar 6, 2026
- Individual RAUM · $77.5M to $79.0MOct 31, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $11.8M to $0Oct 31, 2025 to Mar 6, 2026
- RAUM · $180M to $185MOct 31, 2025 to Mar 6, 2026
- Accounts · 0 to 423Jul 16, 2025 to Oct 31, 2025
- HNW clients · unset to 55.0Jul 16, 2025 to Oct 31, 2025
- Individual clients · unset to 158.0Jul 16, 2025 to Oct 31, 2025
- Assets in custody · unset to 2626000.0Jul 16, 2025 to Oct 31, 2025
- Financial planning clients · 0 to 0Jul 16, 2025 to Oct 31, 2025
- Discretionary RAUM · $0 to $169MJul 16, 2025 to Oct 31, 2025
- HNW RAUM · unset to 102799917.0Jul 16, 2025 to Oct 31, 2025
- Individual RAUM · unset to 77510156.0Jul 16, 2025 to Oct 31, 2025
- Non-discretionary RAUM · $0 to $11.8MJul 16, 2025 to Oct 31, 2025
- RAUM · $0 to $180MJul 16, 2025 to Oct 31, 2025
- BD registered reps · 0 to 1Jun 13, 2025 to Jul 16, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 626-657-3450reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 303-797-9080reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- torreypaynewm.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 626-657-3451reportedpublic record, Form ADV, Mar 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $92.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026