DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Elevate Wealth Management
Legal name Elevate Wealth Management, LLC
Latest filing May 14, 2026
First filing on the tape Jul 23, 2025 · 5 filings
SEC status approved since Jul 24, 2025
RAUM
$320M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
51%
$163M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$107M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$320M as of May 14, 2026
Jul 23, 2025$0 then
HNW client RAUM$111M as of May 14, 2026
Nov 21, 2025$121M then
State-registered IARs (5.B.3)3 as of May 14, 2026
Jul 23, 20253 then
Employees (5.A)5 as of May 14, 2026
Jul 23, 20255 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $107MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 90derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $501,995derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 48%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $48.8M, 92 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$155M48%
- High-net-worth individuals$111M35%
- Individuals$52.0M16%
- Corporations and businesses$2.5M0.8%
- Individual clients
- 224reported
- HNW clients
- 45reported
- Pension plan clients
- 0reported
- Charitable clients
- 20reported
- Accounts
- 638reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $48.8M for 92 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.51 fund_share=0.0 institutional_share=0.48 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Michael JohnsonCertified Financial Planner | Sheridan, Wy | Aug 6, 2025 | 11 y | 1 |
| Jonathan Forbes FeckoCertified Financial Planner | Sheridan, Wy | Aug 6, 2025 | 10 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Robert Michael Johnson from Frontier Asset Management, LLCAug 6, 2025 · RIA to a newly registered adviser
- Jonathan Forbes Fecko from Frontier Asset Management, LLCAug 6, 2025 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Frontier Asset Management, LLCNov 19, 2025 · Sheridan, Wy
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Austin Gary Miller · Co-Trustee Of Gary And Susan Miller Revocable Trustcontrolsince 06/2016 · owns 25% to 50%
- E Robert Miller · Presidentcontrolsince 06/2025 · owns 10% to 25%
- Rohrs Susan Miller · Co-Trustee Of Gary And Susan Miller Revocable Trustcontrolsince 06/2016 · owns 25% to 50%
- Geremy Vanarkel · Ownersince 06/2025 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sheridan, Wy · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing May 14, 2026institutional share of RAUM of 48% against a peer median of 0% (5676 comparable advisers, 99.0th percentile, 16.2 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 99% percentile
What changed
consecutive filings, newest first
- Assets in custody · $92 to $48.8MMar 4, 2026 to May 14, 2026
- Accounts · 609 to 638Nov 21, 2025 to Feb 25, 2026
- Charity clients · 14 to 20Nov 21, 2025 to Feb 25, 2026
- Corporate clients · 3 to 2Nov 21, 2025 to Feb 25, 2026
- HNW clients · 44 to 45Nov 21, 2025 to Feb 25, 2026
- Individual clients · 238 to 224Nov 21, 2025 to Feb 25, 2026
- Assets in custody · $26.5M to $92Nov 21, 2025 to Feb 25, 2026
- Financial planning clients · 0 to 1-10Nov 21, 2025 to Feb 25, 2026
- Discretionary RAUM · $319M to $320MNov 21, 2025 to Feb 25, 2026
- HNW RAUM · $121M to $111MNov 21, 2025 to Feb 25, 2026
- Individual RAUM · $48.2M to $52.0MNov 21, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $0 to $101,214Nov 21, 2025 to Feb 25, 2026
- RAUM · $319M to $320MNov 21, 2025 to Feb 25, 2026
- Accounts · 0 to 609Jul 23, 2025 to Nov 21, 2025
- Charity clients · unset to 14.0Jul 23, 2025 to Nov 21, 2025
- Corporate clients · unset to 3.0Jul 23, 2025 to Nov 21, 2025
- HNW clients · unset to 44.0Jul 23, 2025 to Nov 21, 2025
- Individual clients · unset to 238.0Jul 23, 2025 to Nov 21, 2025
- Pension plan clients · unset to 0.0Jul 23, 2025 to Nov 21, 2025
- Pooled vehicle clients · unset to 0.0Jul 23, 2025 to Nov 21, 2025
- Assets in custody · unset to 26523295.0Jul 23, 2025 to Nov 21, 2025
- Custody of client assets · false to trueJul 23, 2025 to Nov 21, 2025
- Financial planning clients · 0 to 0Jul 23, 2025 to Nov 21, 2025
- Discretionary RAUM · $0 to $319MJul 23, 2025 to Nov 21, 2025
- HNW RAUM · unset to 120578168.0Jul 23, 2025 to Nov 21, 2025
- Individual RAUM · unset to 48233058.0Jul 23, 2025 to Nov 21, 2025
- Pension RAUM · unset to 0.0Jul 23, 2025 to Nov 21, 2025
- Pooled vehicle RAUM · unset to 0.0Jul 23, 2025 to Nov 21, 2025
- RAUM · $0 to $319MJul 23, 2025 to Nov 21, 2025
Signals
1 dated events
- 2 advisors left Frontier Asset Management, LLC (Sheridan, WY) for Elevate Wealth Management on the same dayNov 19, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- information@elevateasset.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 307-461-5550reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 720-908-7013reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/elevate-asset-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- elevateasset.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 307 461-5550reportedpublic record, Form ADV, May 14, 2026
- Team page
- elevateasset.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $107Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026