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P••••••••• L••••• A••••••• L••

Wealth manager with institutional or fund businessSEC-registeredwebsite

Wealth manager with institutional or fund business, reporting $175M of regulatory assets across 1 registered advisors.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$175M
Form ADV
Advisors
1
IAPD
Net advisor flow, 12 months
0 (0 in, 0 out)
IAPD registration history
RAUM change, last fiscal year
Not established
Private clients
27% of RAUM, $47.2M
Form ADV
Advisors (1)Advisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 336846 · SEC 801-134269 · 3 filingsShow
CRD 336846SEC 801-134269First filing on the tape Jul 31, 2025, latest Mar 2, 2026SEC status approved since Sep 2, 2025IAPD
RAUM
$175M
reported, Item 5.F
Discretionary
43%
of RAUM
Private clients
27%
$47.2M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$175M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$175M as of Mar 2, 2026
Jul 31, 2025$0 then
HNW client RAUM$47.2M as of Mar 2, 2026
Jan 2, 2026$47.2M then
State-registered IARs (5.B.3)1 as of Mar 2, 2026
Jul 31, 20251 then
Employees (5.A)1 as of Mar 2, 2026
Jul 31, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
Archetypes, each a printed rule
RAUM per advisor
$175MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$9.4MderivedHNW RAUM over HNW clients
Average account
$15.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
43%derivedof RAUM
Institutional
46%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Charitable organizations$80.2M46%
  • Corporations and businesses$47.3M27%
  • High-net-worth individuals$47.2M27%
Individual clients
n/areported
HNW clients
5reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
11reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.27 fund_share=0.0 institutional_share=0.46 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••• L••• S•••••••Landenberg, PaSep 2, 202527 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S•••••••• J•••• L••• · Managing Member And Chief Compliance Officercontrol
        since 05/2025 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • high institutional concentrationStatic outlier · filing Mar 2, 2026
        institutional share of RAUM of 46% against a peer median of 0% (5679 comparable advisers, 99.0th percentile, 15.4 robust deviations)
        peers: independent wealth managers, $100M to $500M (5,679) · 99% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 11
        Jul 31, 2025 to Jan 2, 2026
      • HNW clients · unset to 5.0
        Jul 31, 2025 to Jan 2, 2026
      • Financial planning clients · 0 to 1-10
        Jul 31, 2025 to Jan 2, 2026
      • Discretionary RAUM · $0 to $75.0M
        Jul 31, 2025 to Jan 2, 2026
      • HNW RAUM · unset to 47212645.0
        Jul 31, 2025 to Jan 2, 2026
      • Individual RAUM · unset to 0.0
        Jul 31, 2025 to Jan 2, 2026
      • Non-discretionary RAUM · $0 to $99.8M
        Jul 31, 2025 to Jan 2, 2026
      • RAUM · $0 to $175M
        Jul 31, 2025 to Jan 2, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Business phone
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 2, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 2, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $175Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026