DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Countryside Financial LLC
Latest filing Aug 26, 2026
First filing on the tape Aug 12, 2025 · 6 filings
SEC status approved since Aug 5, 2025
RAUM
$73.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$73.2M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$24.4M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$73.2M as of Aug 26, 2026
Aug 12, 2025$0 then
HNW client RAUM$22.7M as of Aug 26, 2026
Oct 9, 2025$18.7M then
State-registered IARs (5.B.3)3 as of Aug 26, 2026
Aug 12, 20253 then
Employees (5.A)3 as of Aug 26, 2026
Aug 12, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $24.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $136,381derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $57.3M, 189 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$50.6M69%
- High-net-worth individuals$22.7M31%
- Individual clients
- 233reported
- HNW clients
- 15reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 537reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $58.9M managedreported
- Custody of client assets
- $57.3M for 189 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Trevor Cahill | Williamsville, Ny | Aug 5, 2025 | 12 y | 2 |
| Abbey GwinCertified Financial Planner, Chartered Financial Consultant | Williamsville, Ny | Aug 5, 2025 | 19 y | 1 |
| Patrick D SheelarCertified Financial Planner | Williamsville, Ny | Aug 5, 2025 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Trevor Cahill from Blackridge Asset Management, LLCAug 5, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Patrick D Sheelar from Blackridge Asset Management, LLCAug 5, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Abbey Gwin from Blackridge Asset Management, LLCAug 5, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Blackridge Asset Management, LLCSep 2, 2025 · Jupiter, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
Entity owners
- Countryside Financial LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Williamsville, Ny · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · unset to 57326955.0Feb 3, 2026 to Jun 3, 2026
- Custody of client assets · false to trueFeb 3, 2026 to Jun 3, 2026
- Wrap assets (manager) · unset to 58871329.0Feb 3, 2026 to Jun 3, 2026
- Wrap assets (sponsor) · unset to 0.0Feb 3, 2026 to Jun 3, 2026
- Accounts · 455 to 537Oct 9, 2025 to Feb 3, 2026
- HNW clients · 25 to 15Oct 9, 2025 to Feb 3, 2026
- Individual clients · 250 to 233Oct 9, 2025 to Feb 3, 2026
- Financial planning clients · 0 to 1-10Oct 9, 2025 to Feb 3, 2026
- Discretionary RAUM · $62.7M to $73.2MOct 9, 2025 to Feb 3, 2026
- HNW RAUM · $18.7M to $22.7MOct 9, 2025 to Feb 3, 2026
- Individual RAUM · $44.0M to $50.6MOct 9, 2025 to Feb 3, 2026
- RAUM · $62.7M to $73.2MOct 9, 2025 to Feb 3, 2026
- Accounts · 0 to 455Aug 12, 2025 to Oct 9, 2025
- HNW clients · unset to 25.0Aug 12, 2025 to Oct 9, 2025
- Individual clients · unset to 250.0Aug 12, 2025 to Oct 9, 2025
- Financial planning clients · 0 to 0Aug 12, 2025 to Oct 9, 2025
- Discretionary RAUM · $0 to $62.7MAug 12, 2025 to Oct 9, 2025
- HNW RAUM · unset to 18731907.0Aug 12, 2025 to Oct 9, 2025
- Individual RAUM · unset to 43961886.0Aug 12, 2025 to Oct 9, 2025
- RAUM · $0 to $62.7MAug 12, 2025 to Oct 9, 2025
Signals
1 dated events
- 3 advisors left Blackridge Asset Management, LLC (Jupiter, FL) for Countryside Financial LLC on the same daySep 2, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 716-256-1330reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 716-256-1331reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/98489018/admin/dashboardreportedpublic record, Form ADV, Sep 18, 2026
- Website
- countrysidefinancialny.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 716-256-1330reportedpublic record, Form ADV, Aug 26, 2026
- Team page
- countrysidefinancialny.com/meet-the-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $24.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026