DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C•• G•••• A•••••••• L••

No RAUM reportedWall Township, New JerseyCRD 338012SEC 801-134411websiteIAPD
Latest filing Jul 15, 2026
First filing on the tape Nov 17, 2025 · 5 filings
SEC status 120-day approval since Sep 30, 2025
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$0 as of Jul 15, 2026
Nov 17, 2025$0 then
HNW client RAUM$0 as of Jul 15, 2026
Nov 17, 2025$0 then
State-registered IARs (5.B.3)5 as of Jul 15, 2026
Nov 17, 20251 then
Employees (5.A)7 as of Jul 15, 2026
Nov 17, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
3.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•••• P•••• G••••Wall Township, NjJan 30, 202321 y2
T••••• P•••••• C•••••••Certified Financial Planner, Chartered Financial ConsultantWall Township, NjNov 18, 202510 y2
J••••• M•••••••••Wall Township, Nj Jan 5, 202621 y1
J•••••• J• Q••••Wall Township, NjJan 5, 202623 y8
G•••••• J••••• G••••Wall Township, NjJan 5, 202612 y0
R••••• M•••••• G••••Wall Township, NjJan 5, 202625 y0
F••••• C• F••••••Wall Township, NjSep 17, 202610 y0
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • G••••• R•••••• M•••••• · Managing Membercontrol
      since 07/2025 · owns 75% or more
    • R•••• D•••••• C••• · Chief Compliance Officercontrol
      since 10/2025 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Wall Township, Nj · principal880
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Other offices · 0 to 1
      Jan 5, 2026 to Feb 9, 2026
    • Advisory employees · 1 to 5
      Nov 17, 2025 to Jan 5, 2026
    • BD registered reps · 0 to 3
      Nov 17, 2025 to Jan 5, 2026
    • Employees · 1 to 7
      Nov 17, 2025 to Jan 5, 2026
    • Insurance-licensed employees · 0 to 4
      Nov 17, 2025 to Jan 5, 2026
    • State-registered IARs · 1 to 5
      Nov 17, 2025 to Jan 5, 2026
    Signals
    1 dated events
    • F••••• C• F•••••• registered as an investment adviser representative at C•• G•••• A•••••••• L••
      Sep 17, 2026 · Advisor registered · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Principal office phone
    (732) 224-3990reportedpublic record, Form ADV, Jul 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    No RAUM reportedderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026