DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• J• Q••••

C•• G•••• A•••••••• L••no RAUMWall Township, Njdual registrantIAPD 4534605

Feed of 09/14/2026

Also filed as Jeffrey Quinn

At current firm

0 y

since Jan 5, 2026

In the industry

23 y

since Oct 8, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•• G•••• A•••••••• L•• no RAUM current
since Jan 5, 2026 · Wall Township, Nj
P••• A••••• S••••••••• L•• BD affiliated
Oct 7, 2021 to Jul 22, 2024 · Holmdel, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 6, 2020 to Sep 23, 2021 · Red Bank, Nj
M••••• S•••••• wirehouse
Mar 8, 2017 to Aug 6, 2018 · New York, Ny
S••••••• F•••••••• S•••••••• I••• former
Jan 14, 2016 to Dec 31, 2016 · Totowa, Nj
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Jan 20, 2015 · Overland P•••, Ks
C•••• I••••••••• S••••••• C•••• former
Apr 27, 2010 to Oct 1, 2012 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 30, 2004 to Apr 16, 2010 · Toms River, Nj
M••••• S•••••• D• I••• unclassified
Oct 9, 2002 to Aug 30, 2004 · Red Bank, Nj

Moves

a registration end followed by a registration begin elsewhere

P••• A••••• S••••••••• L•• to C•• G•••• A•••••••• L••
left Jul 22, 2024, registered Jan 5, 2026 (532 days) · Affiliated broker-dealer or bank to a newly registered adviser
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••• A••••• S••••••••• L••
left Sep 23, 2021, registered Oct 7, 2021 (14 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 6, 2018, registered Jul 6, 2020 (700 days) · Wirehouse to wirehouse
S••••••• F•••••••• S•••••••• I••• to M••••• S••••••
left Dec 31, 2016, registered Mar 8, 2017 (67 days) · Other
J••• M••••• S••••••••• L•• to S••••••• F•••••••• S•••••••• I•••
left Jan 20, 2015, registered Jan 14, 2016 (359 days) · Other
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••
left Apr 16, 2010, registered Apr 27, 2010 (11 days) · Other
M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 30, 2004, registered Aug 30, 2004 (0 days) · Other

Signals

J•••••• J• Q•••• left P••• A••••• S••••••••• L•• for C•• G•••• A•••••••• L•• (registered 2026-01-05)
Jul 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address