DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Xception Family Office
Legal name Xception Advisory Services, LLC
Latest filing May 27, 2026
First filing on the tape Oct 23, 2025 · 5 filings
SEC status approved since Sep 29, 2025
RAUM
$189M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$189M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$63.1M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$189M as of May 27, 2026
Oct 23, 2025$0 then
HNW client RAUM$188M as of May 27, 2026
Jan 22, 2026$139M then
State-registered IARs (5.B.3)3 as of May 27, 2026
Oct 23, 20252 then
Employees (5.A)5 as of May 27, 2026
Oct 23, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $63.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.2MderivedHNW RAUM over HNW clients
- Average account
- $6.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $54.9M, 22 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$188M99%
- Individuals$1.0M0.6%
- Individual clients
- 2reported
- HNW clients
- 26reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 28reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $54.9M for 22 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Cort Alan HaberCertified Financial Planner | Atlanta, Ga | Nov 13, 2025 | 21 y | 9 |
| Will Holdren | Atlanta, Ga | May 1, 2026 | 11 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Michael Patrick Callahan from Hightower Advisors, LLCJan 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Cort Alan Haber from New Republic PartnersNov 13, 2025 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 3 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing May 27, 2026HNW RAUM per HNW client of $7,241,960 against a peer median of $2,404,040 (4940 comparable advisers, 98.0th percentile, 3.3 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 98% percentile
What changed
consecutive filings, newest first
- Advisory employees · 2 to 3Mar 31, 2026 to Apr 23, 2026
- State-registered IARs · 2 to 3Mar 31, 2026 to Apr 23, 2026
- Accounts · 165 to 28Jan 22, 2026 to Mar 31, 2026
- Advisory employees · 3 to 2Jan 22, 2026 to Mar 31, 2026
- BD registered reps · 2 to 1Jan 22, 2026 to Mar 31, 2026
- HNW clients · 19 to 26Jan 22, 2026 to Mar 31, 2026
- Individual clients · unset to 2.0Jan 22, 2026 to Mar 31, 2026
- Assets in custody · unset to 54856686.0Jan 22, 2026 to Mar 31, 2026
- Custody of client assets · false to trueJan 22, 2026 to Mar 31, 2026
- Employees · 4 to 5Jan 22, 2026 to Mar 31, 2026
- Insurance-licensed employees · 2 to 1Jan 22, 2026 to Mar 31, 2026
- Financial planning clients · 0 to 1-10Jan 22, 2026 to Mar 31, 2026
- Discretionary RAUM · $139M to $189MJan 22, 2026 to Mar 31, 2026
- HNW RAUM · $139M to $188MJan 22, 2026 to Mar 31, 2026
- Individual RAUM · unset to 1049150.0Jan 22, 2026 to Mar 31, 2026
- RAUM · $139M to $189MJan 22, 2026 to Mar 31, 2026
- Accounts · 0 to 165Oct 23, 2025 to Jan 22, 2026
- HNW clients · unset to 19.0Oct 23, 2025 to Jan 22, 2026
- Discretionary RAUM · $0 to $139MOct 23, 2025 to Jan 22, 2026
- HNW RAUM · unset to 138720576.0Oct 23, 2025 to Jan 22, 2026
- RAUM · $0 to $139MOct 23, 2025 to Jan 22, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- Xception Family Office · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- azil@xceptionfamilyoffice.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 404-524-7900reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- xceptionfamilyoffice.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-524-7900reportedpublic record, Form ADV, May 27, 2026
- Team page
- xceptionfamilyoffice.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $63.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026