DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cross Border Wealth, LLC
Latest filing Apr 24, 2026
First filing on the tape Apr 3, 2018 · 56 filings
SEC status approved since Oct 16, 2018
RAUM
$222M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$222M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$31.7M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
56 filings and snapshots on the tape
RAUM$222M as of Apr 24, 2026
Mar 28, 2019$40.2M then
HNW client RAUM$222M as of Apr 24, 2026
Mar 28, 2019$40.2M then
State-registered IARs (5.B.3)7 as of Apr 24, 2026
Mar 28, 20192 then
Employees (5.A)7 as of Apr 24, 2026
Mar 28, 20194 then
Private funds: no history
RAUM +60% over the last fiscal year+43% a year over threeIARs 5 to 7
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $31.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 76derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $417,863derivedHNW RAUM over HNW clients
- Average account
- $330,186derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +60%derivedbetween the last two annual amendments
- Advisor growth, one year
- +40%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +34%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$222M100%
- Individual clients
- 0reported
- HNW clients
- 531reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 672reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Andoni Yturralde | New York, Ny | Dec 10, 2019 | 28 y | 3 |
| Fabrice MercierCertified Financial Planner | New York, Ny | Dec 10, 2019 | 11 y | 1 |
| Eric James Glassbrenner | New York, Ny | Nov 16, 2021 | 25 y | 8 |
| Andrew Paul Scibetta | Pittsburgh, Pa | Dec 1, 2022 | 19 y | 3 |
| Andrew Graham Mckay | New York, Ny | Jul 26, 2024 | 21 y | 4 |
| Scott Michael Jones | New York, Ny | Nov 21, 2025 | 19 y | 2 |
| Arden Gayle Cruz Santos | New York, Ny | Apr 14, 2026 | 11 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount3 left over 36 months
Left, latest
- Nicholas Adam Netzer to Leo Wealth Americas, LLCFeb 20, 2026 · RIA to a newly registered adviser
- Luke Andrew Papaelias to Gessner Wealth Strategies LLCJun 27, 2024 · RIA to a state-registered adviser
- Karl Bruch to Edelman Financial EnginesApr 26, 2024 · RIA to RIA
- Joseph Nievera Barretto to Abacus Wealth International (Awi)Oct 19, 2021 · RIA to a state-registered adviser
Joined, latest
- Scott Michael Jones from Northwestern Mutual Investment Services,LLCNov 21, 2025 · Other
- Nicholas Adam Netzer from Eagle Strategies LLCAug 14, 2025 · Affiliated broker-dealer or bank to independent RIA
- Andrew Graham Mckay from Skybound Wealth USAJul 26, 2024 · RIA to RIA
- Andrew Paul Scibetta from Advice And Planning ServicesDec 1, 2022 · Affiliated broker-dealer or bank to independent RIA
- Eric James Glassbrenner from Claraphi Advisory Network, LLCNov 16, 2021 · RIA to RIA
- Joseph Nievera Barretto from Voya Financial Advisors, Inc.Jan 21, 2020 · Other
- Andoni Yturralde from Brite Advisors USA, Inc.Dec 10, 2019 · Other
- Fabrice Mercier from Brite Advisors USA, Inc.Dec 10, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Libusada Michelle Yvonne Basa · Chief Compliance Officer, Human Resources, Internal Auditcontrolsince 02/2022 · owns less than 5%
- Fabrice Mercier · Managing Partnercontrolsince 07/2017 · owns 50% to 75%
- Andoni Yturralde · Managing Partnercontrolsince 02/2017 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 6 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Pittsburgh, PA3 employees
- Alabang Muntinlupa, Philippines1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Apr 24, 2026discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
- RAUM up 50 %Change between filings · filing Apr 24, 2026RAUM (Item 5.F) moved from $138,847,646 to $221,885,239 (+60.0%) between the annual amendments of 2025-03-19 and 2026-04-24; the peer median change was +15.0% (4551 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 97% percentile
What changed
consecutive filings, newest first
- Advisory employees · 6 to 7Mar 12, 2026 to Apr 24, 2026
- Employees · 6 to 7Mar 12, 2026 to Apr 24, 2026
- State-registered IARs · 6 to 7Mar 12, 2026 to Apr 24, 2026
- Accounts · 463 to 672Dec 17, 2025 to Mar 12, 2026
- Advisory employees · 7 to 6Dec 17, 2025 to Mar 12, 2026
- HNW clients · 397 to 531Dec 17, 2025 to Mar 12, 2026
- Employees · 7 to 6Dec 17, 2025 to Mar 12, 2026
- State-registered IARs · 7 to 6Dec 17, 2025 to Mar 12, 2026
- HNW RAUM · $139M to $222MDec 17, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $139M to $222MDec 17, 2025 to Mar 12, 2026
- RAUM · $139M to $222MDec 17, 2025 to Mar 12, 2026
- Advisory employees · 6 to 7Aug 28, 2025 to Nov 26, 2025
- Employees · 6 to 7Aug 28, 2025 to Nov 26, 2025
- State-registered IARs · 6 to 7Aug 28, 2025 to Nov 26, 2025
- Advisory employees · 5 to 6Mar 19, 2025 to Aug 28, 2025
- Employees · 5 to 6Mar 19, 2025 to Aug 28, 2025
- State-registered IARs · 5 to 6Mar 19, 2025 to Aug 28, 2025
- Financial planning clients · unset to Mar 5, 2025 to Mar 19, 2025
- Accounts · 345 to 463Jun 27, 2024 to Mar 5, 2025
- HNW clients · 303 to 397Jun 27, 2024 to Mar 5, 2025
- HNW RAUM · $100M to $139MJun 27, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $100M to $139MJun 27, 2024 to Mar 5, 2025
- RAUM · $100M to $139MJun 27, 2024 to Mar 5, 2025
- Advisory employees · 6 to 5Jun 11, 2024 to Jun 27, 2024
- Employees · 6 to 5Jun 11, 2024 to Jun 27, 2024
- State-registered IARs · 6 to 5Jun 11, 2024 to Jun 27, 2024
- Advisory employees · 5 to 6May 6, 2024 to Jun 11, 2024
- Employees · 5 to 6May 6, 2024 to Jun 11, 2024
- State-registered IARs · 5 to 6May 6, 2024 to Jun 11, 2024
- Advisory employees · 7 to 5May 3, 2024 to May 6, 2024
- Employees · 7 to 5May 3, 2024 to May 6, 2024
- State-registered IARs · 3 to 5May 3, 2024 to May 6, 2024
- Advisory employees · 6 to 7Mar 27, 2024 to May 2, 2024
- State-registered IARs · 6 to 3Mar 27, 2024 to May 2, 2024
- Accounts · 278 to 345Sep 21, 2023 to Mar 6, 2024
- HNW clients · 256 to 303Sep 21, 2023 to Mar 6, 2024
- HNW RAUM · $75.2M to $100MSep 21, 2023 to Mar 6, 2024
- Non-discretionary RAUM · $75.2M to $100MSep 21, 2023 to Mar 6, 2024
- RAUM · $75.2M to $100MSep 21, 2023 to Mar 6, 2024
- Advisory employees · 5 to 6Aug 18, 2023 to Aug 30, 2023
Signals
5 dated events
- Nicholas Adam Netzer left Cross Border Wealth, Llc for Leo Wealth Americas, Llc (registered 2026-05-29)Feb 20, 2026 · Advisor changed firm · fact
- Luke Andrew Papaelias left Cross Border Wealth, Llc for Gessner Wealth Strategies Llc (registered 2024-09-24)Jun 27, 2024 · Advisor changed firm · fact
- Karl Bruch left Cross Border Wealth, Llc for Edelman Financial Engines (registered 2024-04-26)Apr 26, 2024 · Advisor changed firm · fact
- Libusada Michelle Yvonne Basa (Chief Compliance Officer, Human Resources, Internal Audit) appeared on Schedule A of Cross Border Wealth, LlcJun 22, 2023 · Control person joined · fact
- Cross Border Wealth, Llc filed its initial SEC registration (Form ADV)Apr 3, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@crossborder-wealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 646-688-5333reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/cross-border-wealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- crossborder-wealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 646-688-5333reportedpublic record, Form ADV, Apr 24, 2026
- Team page
- crossborder-wealth.com/who-we-arereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $31.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026