DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••• W••••• M•••••••••
Legal name V••• W••••• M••••••••• L••
Latest filing Jun 3, 2026
First filing on the tape Apr 13, 2026 · 3 filings
SEC status approved since Apr 14, 2026
RAUM
$93.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$93.9M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$93.9M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$93.9M as of Jun 3, 2026
Apr 13, 2026$0 then
HNW client RAUM$69.6M as of Jun 3, 2026
Apr 13, 2026$0 then
State-registered IARs (5.B.3)1 as of Jun 3, 2026
Apr 13, 20260 then
Employees (5.A)1 as of Jun 3, 2026
Apr 13, 20261 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $93.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 69derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $634,464derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.3derived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$69.6M74%
- Individuals$24.3M26%
- Individual clients
- 46reported
- HNW clients
- 23reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 148reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• A•••••• V••• | Endicott, Ny | May 15, 2026 | 23 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••• A•••••• V••• from N•• C•••••• M••••••••• I•••May 15, 2026 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V•••• B••••• A•••••• · Sole Member, Ccocontrolsince 05/2026 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 148May 15, 2026 to Jun 3, 2026
- HNW clients · 0 to 23May 15, 2026 to Jun 3, 2026
- Individual clients · 0 to 46May 15, 2026 to Jun 3, 2026
- Discretionary RAUM · $0 to $93.9MMay 15, 2026 to Jun 3, 2026
- HNW RAUM · $0 to $69.6MMay 15, 2026 to Jun 3, 2026
- Individual RAUM · $0 to $24.3MMay 15, 2026 to Jun 3, 2026
- RAUM · $0 to $93.9MMay 15, 2026 to Jun 3, 2026
- HQ city · to ENDICOTTApr 13, 2026 to May 15, 2026
- HQ state · to NYApr 13, 2026 to May 15, 2026
- State-registered IARs · 0 to 1Apr 13, 2026 to May 15, 2026
- Other offices · 0 to 3Apr 13, 2026 to May 15, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@vosswealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 607-444-2234reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- vosswealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (607) 444-2234reportedpublic record, Form ADV, Jun 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $93.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026