DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

B••• H•••• C••••••

Independent wealth managerEnglewood, ColoradoCRD 339475SEC 801-135158websiteIAPD
Legal name B•• W••••• M••••••••• L••
Latest filing Mar 20, 2026
First filing on the tape Jan 30, 2026 · 2 filings
SEC status approved since Jan 22, 2026
RAUM
$102M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$102M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$25.6M
derived; firm RAUM over IAPD count
Employees
8
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$102M as of Mar 20, 2026
Jan 30, 2026$0 then
HNW client RAUM: $74.3M
State-registered IARs (5.B.3)3 as of Mar 20, 2026
Jan 30, 20263 then
Employees (5.A)8 as of Mar 20, 2026
Jan 30, 20268 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$25.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
51derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$928,267derivedHNW RAUM over HNW clients
Average account
$188,580derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$74.3M73%
  • Individuals$27.9M27%
Individual clients
125reported
HNW clients
80reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
542reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
L•••• L•• G••••••Englewood, CoFeb 2, 202622 y2
J••• A•••••• C••••••••Certified Financial PlannerEnglewood, CoFeb 2, 202610 y1
Z•••••• R••••••Englewood, CoFeb 2, 202610 y1
J••• J••••• F•••••••••Englewood, CoJun 12, 202611 y1
Advisor movement
0 left, 4 joined in 12 months
net +4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G••••••• C•••• A•••• · Cfocontrol
        since 01/2026 · owns less than 5%
      • G••••••• L••••• L•• · Ceocontrol
        since 01/2026 · owns less than 5%
      • C••••••••• J•••• A•••••• · Cco
        since 11/2025 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Englewood, Co · principal440
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 542
        Jan 30, 2026 to Mar 20, 2026
      • HNW clients · unset to 80.0
        Jan 30, 2026 to Mar 20, 2026
      • Individual clients · unset to 125.0
        Jan 30, 2026 to Mar 20, 2026
      • Discretionary RAUM · $0 to $102M
        Jan 30, 2026 to Mar 20, 2026
      • HNW RAUM · unset to 74261368.0
        Jan 30, 2026 to Mar 20, 2026
      • Individual RAUM · unset to 27948885.0
        Jan 30, 2026 to Mar 20, 2026
      • RAUM · $0 to $102M
        Jan 30, 2026 to Mar 20, 2026
      Signals
      1 dated events
      • 2 advisors left B••••••••• C•••••• M••••••••• L•• (Englewood, CO) for B••• H•••• C•••••• on the same day
        Feb 2, 2026 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      info@yourmoneyyourretirement.comreportedpublished by the firm, firm site, Sep 17, 2026
      Business phone
      720-488-8604reportedpublished by the firm, firm site, Sep 17, 2026
      Website
      YOURMONEYYOURRETIREMENT.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      (720) 488-8604reportedpublic record, Form ADV, Mar 20, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $25.6Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026