DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rea Financial
Legal name Rea Financial, Inc
Latest filing Sep 10, 2026
First filing on the tape Apr 18, 2026 · 4 filings
SEC status 120-day approval since Apr 20, 2026
RAUM
$54.8M
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
100%
$54.8M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$54.8M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$0 as of Aug 10, 2026
Apr 18, 2026$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Aug 10, 2026
Apr 18, 20261 then
Employees (5.A)3 as of Aug 10, 2026
Apr 18, 20263 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $54.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 146derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $150,650derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$32.4M59%
- High-net-worth individuals$22.4M41%
- Individual clients
- 131reported
- HNW clients
- 15reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 364reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Logan Thomas Wolfley | Orlando, Fl | Apr 20, 2026 | 17 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Logan Thomas Wolfley from Triad Wealth Partners, LLCApr 20, 2026 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W James Rea · Presidentcontrolsince 12/2022 · owns 75% or more
- Harold Kim Teff · Chief Compliance Officersince 08/2026 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Sep 10, 2026custody of client assets (Item 9.A): no on the filing of 2026-08-10, yes on the filing of 2026-09-10peers: independent wealth managers, under $100M (704)
What changed
consecutive filings, newest first
- Accounts · 0 to 364Aug 10, 2026 to Sep 10, 2026
- Advisory activities · 4 to 3Aug 10, 2026 to Sep 10, 2026
- HNW clients · unset to 15.0Aug 10, 2026 to Sep 10, 2026
- Individual clients · unset to 131.0Aug 10, 2026 to Sep 10, 2026
- Assets in custody · unset to 0.0Aug 10, 2026 to Sep 10, 2026
- Custody of client assets · false to trueAug 10, 2026 to Sep 10, 2026
- Financial planning clients · 0 to 0Aug 10, 2026 to Sep 10, 2026
- Discretionary RAUM · $0 to $42.8MAug 10, 2026 to Sep 10, 2026
- HNW RAUM · unset to 22400000.0Aug 10, 2026 to Sep 10, 2026
- Individual RAUM · unset to 32436527.0Aug 10, 2026 to Sep 10, 2026
- Non-discretionary RAUM · $0 to $12.0MAug 10, 2026 to Sep 10, 2026
- RAUM · $0 to $54.8MAug 10, 2026 to Sep 10, 2026
- Succession · false to unsetAug 10, 2026 to Sep 10, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 407-787-9700reportedpublic record, Form ADV, Sep 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $54.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026