DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M• P•••••• W•••••
Legal name M•••• Q•••• P•••••• W•••••• L••
Latest filing Sep 14, 2026
First filing on the tape May 18, 2026 · 3 filings
SEC status 120-day approval since May 15, 2026
RAUM
$86.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
90%
$77.9M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$86.9M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$0 as of Aug 25, 2026
May 18, 2026$0 then
HNW client RAUM$0 as of Aug 25, 2026
May 18, 2026$0 then
State-registered IARs (5.B.3)1 as of Aug 25, 2026
May 18, 20261 then
Employees (5.A)1 as of Aug 25, 2026
May 18, 20261 then
Private funds: no history
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $86.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $557,066derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$51.6M59%
- Individuals$26.3M30%
- Corporations and businesses$9.0M10%
- Individual clients
- 41reported
- HNW clients
- 16reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 156reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• Y••• | Torrance, Ca | May 15, 2026 | 13 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••••• Y••• from J••• M••••• S••••••••• L••May 15, 2026 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Y•••• E••••• · Chief Executive Officer Officercontrolsince 05/2026 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 156Aug 25, 2026 to Sep 14, 2026
- Corporate clients · 0 to 1Aug 25, 2026 to Sep 14, 2026
- HNW clients · 0 to 16Aug 25, 2026 to Sep 14, 2026
- Individual clients · 0 to 41Aug 25, 2026 to Sep 14, 2026
- Financial planning clients · 0 to 0Aug 25, 2026 to Sep 14, 2026
- Discretionary RAUM · $0 to $86.9MAug 25, 2026 to Sep 14, 2026
- HNW RAUM · $0 to $51.6MAug 25, 2026 to Sep 14, 2026
- Individual RAUM · $0 to $26.3MAug 25, 2026 to Sep 14, 2026
- RAUM · $0 to $86.9MAug 25, 2026 to Sep 14, 2026
- Related adviser · false to unsetAug 25, 2026 to Sep 14, 2026
- Related bank · false to unsetAug 25, 2026 to Sep 14, 2026
- Related broker-dealer · false to unsetAug 25, 2026 to Sep 14, 2026
- Related insurance company · false to unsetAug 25, 2026 to Sep 14, 2026
- Succession · false to unsetAug 25, 2026 to Sep 14, 2026
- Business name · M•••• Q•••• P•••••• W•••••• L•• to M• P•••••• W•••••May 18, 2026 to Aug 25, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 310-269-0869reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- MQP••••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (310) 269-0869reportedpublic record, Form ADV, Sep 14, 2026
- Contact form
- m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $86.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026