DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

U•••••• R••••••••• P••••••• G••••

Independent wealth managerBriarcliff Manor, New YorkCRD 341550SEC 801-136235websiteIAPD
Legal name U••••• A••••••• G••••• L••
Latest filing Sep 8, 2026
First filing on the tape Apr 10, 2026 · 2 filings
SEC status 120-day approval since May 11, 2026
RAUM
$197M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
100%
$197M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$197M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$197M as of Sep 8, 2026
Apr 10, 2026$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Sep 8, 2026
Apr 10, 20261 then
Employees (5.A)2 as of Sep 8, 2026
Apr 10, 20262 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
Archetypes, each a printed rule
RAUM per advisor
$197MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$428,355derivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Wrap fee program
$197MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$197M100%
Individual clients
152reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
460reported
Financial planning clients
11-25reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
P•••• J•••• G••••••••Chartered Financial ConsultantBriarcliff Manor, NyJun 1, 202631 y3
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • G••••••••• P••••• J•••• · Principal And Investment Advisor Representativecontrol
      since 04/2026 · owns 75% or more
    • T••••••••• R•••• G••••••• · Chief Compliance Officercontrol
      since 04/2026 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 0 to 460
      Apr 10, 2026 to Sep 8, 2026
    • Individual clients · unset to 152.0
      Apr 10, 2026 to Sep 8, 2026
    • Financial planning clients · to 11-25
      Apr 10, 2026 to Sep 8, 2026
    • Discretionary RAUM · $0 to $188M
      Apr 10, 2026 to Sep 8, 2026
    • Individual RAUM · unset to 197043391.0
      Apr 10, 2026 to Sep 8, 2026
    • Non-discretionary RAUM · $0 to $9.3M
      Apr 10, 2026 to Sep 8, 2026
    • RAUM · $0 to $197M
      Apr 10, 2026 to Sep 8, 2026
    • Succession · false to unset
      Apr 10, 2026 to Sep 8, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    914-432-5800reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    myurpg.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    914 432-5800reportedpublic record, Form ADV, Sep 8, 2026
    Contact form
    myurpg.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
    Team page
    myurpg.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $197Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026