DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Q•••• W••••• S••••••••• I•••
Latest filing Aug 24, 2026
First filing on the tape Apr 29, 2026 · 3 filings
SEC status approved since Apr 28, 2026
RAUM
$215M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$214M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$107M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$215M as of Aug 24, 2026
Apr 29, 2026$0 then
HNW client RAUM: $125M
State-registered IARs (5.B.3)2 as of Aug 24, 2026
Apr 29, 20262 then
Employees (5.A)4 as of Aug 24, 2026
Apr 29, 20264 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $107MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 179derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $230,950derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$125M58%
- Individuals$89.0M41%
- Charitable organizations$543,0000.3%
- Corporations and businesses$10,0000.0%
- Individual clients
- 303reported
- HNW clients
- 55reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 929reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• M•••••• C••••••••Certified Financial Planner | Mansfield, Oh | Jun 30, 2026 | 30 y | 2 |
| T••• R•• N•••••Certified Financial Planner | Mansfield, Oh | Jun 30, 2026 | 28 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••• M•••••• C•••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jun 30, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- T••• R•• N••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jun 30, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jul 2, 2026 · Mansfield, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• C••••••• M•••••• · Presidentcontrolsince 03/2026 · owns 50% to 75%
- N•••••• T•••• R•• · Vice President And Chief Compliance Officercontrolsince 03/2026 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mansfield, Oh · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Aug 24, 2026pension consulting (Item 5.G.6): yes on the filing of 2026-06-30, no on the filing of 2026-08-24peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 0 to 929Jun 30, 2026 to Aug 24, 2026
- Advisory activities · 4 to 3Jun 30, 2026 to Aug 24, 2026
- Charity clients · unset to 2.0Jun 30, 2026 to Aug 24, 2026
- Corporate clients · unset to 1.0Jun 30, 2026 to Aug 24, 2026
- HNW clients · unset to 55.0Jun 30, 2026 to Aug 24, 2026
- Individual clients · unset to 303.0Jun 30, 2026 to Aug 24, 2026
- Discretionary RAUM · $0 to $215MJun 30, 2026 to Aug 24, 2026
- HNW RAUM · unset to 125000000.0Jun 30, 2026 to Aug 24, 2026
- Individual RAUM · unset to 89000000.0Jun 30, 2026 to Aug 24, 2026
- RAUM · $0 to $215MJun 30, 2026 to Aug 24, 2026
Signals
1 dated events
- 2 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Mansfield, OH) for Q•••• W••••• S••••••••• I••• on the same dayJul 2, 2026 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- elizabeth@q•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- vanesa@q•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 419-525-2424reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 419-525-2524reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 419-525-2525reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- questwealthsolutions.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 419-525-2525reportedpublic record, Form ADV, Aug 24, 2026
- Contact form
- questwealthsolutions.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $107Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026