DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Bartholomew & Company Wealth Management, LLC

No RAUM reportedWorcester, MassachusettsCRD 342680SEC 801-136507IAPD
Latest filing Jul 1, 2026
First filing on the tape Jul 1, 2026 · 1 filings
SEC status 120-day approval since Jul 1, 2026
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
25
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $0
HNW client RAUM: no history
State-registered IARs (5.B.3): 1
Employees (5.A): 1
Private funds: no history
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.0derivedItem 5.A over advisors
Advisors per office
25.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
25 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Joshua Alexander PaulCertified Financial PlannerWorcester, MaMay 2, 199832 y0
Thomas John BartholomewFramingham, Ma Dec 8, 199939 y0
Charles Edward PattersonWorcester, MaFeb 12, 200324 y0
Alexander C BartholomewWorcester, MaFeb 1, 201116 y0
Michelle Leigh NewcombWorcester, MaDec 6, 201115 y0
Peter Charles McmanusWorcester, MaDec 13, 201142 y0
Nancy Lynn ScottCertified Financial PlannerLakeville, Ma Mar 31, 201420 y0
Brian R JamrosWorcester, MaJul 12, 201610 y0
Ashley Elizabeth RileyWorcester, MaApr 12, 201710 y0
Kathleen Julia CyganiewiczWorcester, MaApr 12, 201710 y0
James Walter CushmanWorcester, MaApr 30, 201829 y2
Kyle Eastwood CornellWorcester, MaJan 29, 201912 y0
Allen Webster DillaireCertified Financial PlannerWorcester, Ma Aug 22, 201935 y2
William Kent RyanWorcester, Ma Jan 15, 202026 y1
Heather Ryan GirolamoWorcester, Ma Jan 15, 202023 y1
Tara Colleen McdermottWorcester, Ma Jan 15, 202030 y1
Jennifer Elena MoranFramingham, Ma Jun 19, 202021 y1
Devon Matthew CooneyWorcester, Ma Sep 25, 202019 y2
Susan KelleyLee, Ma Jan 26, 202116 y0
Jonathan Steven MackWorcester, MaJan 12, 202434 y3
Kyle Christopher SwaimWorcester, MaFeb 20, 202413 y2
Michelle Marie FullerWorcester, MaOct 15, 202523 y2
Louise Lydia Carin HenningssonWorcester, MaJun 9, 202611 y0
Hazel Joy NuttCertified Financial PlannerWorcester, MaJul 16, 202622 y0
Christopher A Laura TenecelaWorcester, MaJul 27, 202610 y1
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • C Alexander Bartholomew · Ceo, Ciocontrol
      since 05/2026 · owns less than 5%
    • John Thomas Bartholomew · Managing Member / Chairmancontrol
      since 05/2026 · owns 75% or more
    • Megan Granger · Cfocontrol
      since 05/2026 · owns less than 5%
    • Kramer Armin Sarabi · Ccocontrol
      since 05/2026 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Worcester, Ma · principal25250
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    One filing, no change to show.
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Principal office phone
    508-753-8807reportedpublic record, Form ADV, Jul 1, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    No RAUM reportedderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026