RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• W••••• C••••••
- B••••••••• • C•••••• W••••• M••••••••• L•• no RAUM currentsince Jul 16, 2026 · Worcester, Ma
- C••••••••• F•••••••• N•••••• national BD currentsince Apr 30, 2018 · Worcester, Ma
- C••••••••• I••••••••• L•• mixed wealthJul 10, 2009 to Apr 23, 2018 · New York, Ny
- I•••••• A•• P•••••• A•••• M••••••••• I••• unclassifiedJun 5, 2002 to May 14, 2008 · Houston, Tx
- C••••••••• I••••••••• L•• to C••••••••• F•••••••• N••••••left Apr 23, 2018, registered Apr 30, 2018 (7 days) · Other
- I•••••• A•• P•••••• A•••• M••••••••• I••• to C••••••••• I••••••••• L••left May 14, 2008, registered Jul 10, 2009 (422 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address