DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••• I•••••••••
Legal name R•••••• I••••••••• C••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2012 · 47 filings
SEC status approved since Jun 8, 1999
RAUM
$35B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
580
126 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
43
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$35B as of Mar 31, 2026
Mar 28, 2012$320M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)80 as of Mar 31, 2026
Mar 28, 20120 then
Employees (5.A)580 as of Mar 31, 2026
Mar 25, 201329 then
Private funds43 as of Mar 31, 2026
Mar 28, 20128 then
RAUM +29% over the last fiscal year+19% a year over threeIARs 81 to 80
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $438MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $302MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 37%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.3derivedItem 5.A over advisors
- Advisors per office
- 40.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- -1.2%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $1.2B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$22B63%
- Pension and profit-sharing plans$13B36%
- Insurance companies$220M0.6%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 37reported
- Charitable clients
- 3reported
- Accounts
- 116reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.2B for 3 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.63 institutional_share=0.37 related_bd=true related_bank=true bd_reps=206.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
51 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••• B••• F••• | Hedge Fund | $2.9B | 24 | Mar 28, 2012 |
| M••••••••• C••• P••• F••• | Hedge Fund | $2.8B | 18 | Mar 25, 2013 |
| T•• N• C••• P••• F•••• I••••• F••• | Hedge Fund | $906M | 1 | Aug 3, 2018 |
| L•••• C•• U••• E••••• I•••• F••• | Other Private Fund | $854M | 13 | Mar 30, 2018 |
| U••••••••• B••• F•••no longer reported | Hedge Fund | $765M | 16 | Mar 27, 2014 |
| J•••••• L•• | Private Equity Fund | $702M | 1 | Mar 25, 2013 |
| T•• D• G••••• E••••• F••• | Other Private Fund | $642M | 1 | Mar 31, 2022 |
| G••••• E••••• P••• F••• | Hedge Fund | $627M | 8 | Dec 15, 2014 |
| T•• N• G••••• E••••• F••• | Other Private Fund | $591M | 1 | Aug 3, 2018 |
| L•• D••••••• B••• F••• | Hedge Fund | $578M | 12 | Mar 28, 2012 |
| T•• N• U• E••••• F••• | Other Private Fund | $541M | 1 | Aug 3, 2018 |
| I••••••••• E••••• F••• | Hedge Fund | $499M | 11 | Mar 28, 2012 |
| S••••••••• M•••• A•••• G••••• F••• | Hedge Fund | $468M | 4 | Aug 12, 2020 |
| H••• Y•••• B••• F••• | Hedge Fund | $438M | 32 | Dec 11, 2012 |
| T•• D• C••• P••• F•••• I••••• F••• | Hedge Fund | $358M | 1 | Nov 6, 2018 |
| D•••••••• U••• E••••• F••• | Hedge Fund | $338M | 3 | Mar 28, 2012 |
| R••• E••••• E••••• F••• | Hedge Fund | $301M | 9 | Mar 30, 2018 |
| T•• N• G••••• E•••• E••••• F••• | Other Private Fund | $292M | 1 | Aug 3, 2018 |
| P•••••• M•••••• F••• 2•••• L•• | Private Equity Fund | $261M | 12 | Mar 31, 2022 |
| J••••••• L••• A• S••••• O• J•••••••• L•• | Hedge Fund | $251M | 1 | Mar 31, 2022 |
| P•••••• M•••••• F••• 2••• L• | Private Equity Fund | $226M | 12 | May 15, 2020 |
| G••••• R••• E••••• S••••••••• F••• | Other Private Fund | $214M | 11 | Aug 20, 2013 |
| T•• D• G••••• E•••• E••••• F••• | Other Private Fund | $208M | 1 | Nov 6, 2018 |
| S•••• C•• U• E••••• F••• | Hedge Fund | $201M | 13 | Mar 28, 2012 |
| G••••• S•••• C•• F•••no longer reported | Hedge Fund | $196M | 3 | Mar 29, 2016 |
| E••••••• M•••••• E••••• P••• F••• | Hedge Fund | $192M | 13 | Dec 11, 2012 |
| C••••••••• F••• | Hedge Fund | $181M | 5 | Aug 20, 2013 |
| G••••• L••••• I••••••••• F••• | Other Private Fund | $179M | 10 | Aug 20, 2013 |
| J••••••• D•• A• S••••• O• J•••••••• L•• | Hedge Fund | $176M | 1 | Mar 31, 2022 |
| T•• N• R••• A••••• F••• | Hedge Fund | $171M | 1 | Aug 3, 2018 |
| T•••• R••••• F••• ••••••••• L••• | Hedge Fund | $161M | 13 | Mar 28, 2012 |
| T•• N• R••••• S•••••• F•••• I••••• F••• | Hedge Fund | $147M | 1 | Aug 3, 2018 |
| T•• N• S•••• D••••••• F•••• I••••• F••• | Hedge Fund | $137M | 1 | Aug 3, 2018 |
| S••••••••• B••• F••• | Hedge Fund | $127M | 2 | Mar 31, 2022 |
| R•••••• I••••••••• G••••• P•••••• C••••• F••• S••• | Hedge Fund | $125M | 5 | Jul 30, 2024 |
| T•• D• R••••• S•••••• F•••• I••••• F••• | Hedge Fund | $123M | 1 | Nov 6, 2018 |
| R•••••• Q•••••••• I••••••••• F•••• P•• • O•••••••• C••••••••• L••••••••• S•••••••no longer reported | Hedge Fund | $119M | 42 | Feb 21, 2013 |
| P•••••• C••••• F••• I• L•• | Hedge Fund | $116M | 11 | Jul 13, 2022 |
| I••••••••• E••••• I•••• F••• | Other Private Fund | $110M | 6 | Mar 31, 2022 |
| T•• D• R••• A••••• F••• | Hedge Fund | $104M | 1 | Nov 6, 2018 |
Owners and control persons
Schedule A and B, latest filing
- B••••• S••••• S•••••• · Chief Financial Officercontrolsince 09/2024 · owns less than 5%
- C•••••• A••• E•••••••• · Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- E••••••••• K••••••••• A••• · Directorcontrolsince 05/2021 · owns less than 5%
- L•••••••• H•••••••• V••••• · Director; Presidentcontrolsince 11/2007 · owns less than 5%
- M••••••••• P•••• · Chief R••• Officercontrolsince 06/2023 · owns less than 5%
- S••••••••• L•••• A•• · Directorcontrolsince 03/2017 · owns less than 5%
- S••••••• H•••••• B•••• · Chief Legal Officercontrolsince 03/2022 · owns less than 5%
Entity owners
- R•••••• I••••••••• U• I••••••••• H•••••• I••• · Ownerdirect · owns 75% or more
- E•••••• A••••••••• L•••••• · Ownerindirect · owns 75% or more of R•••••• I••••••••• U• I••••••••• H•••••• I•••
- R•••••• I••••••••• C••••• M••••• L•• · Ownerindirect · owns 75% or more of E•••••• A••••••••• L••••••
- R•••••• I••••••••• G••••• L••• · Ownerindirect · owns 75% or more of R•••••• I••••••••• C••••• M••••• L••
- T• X•••• E• A••• L••• · Shareholderindirect · owns 25% to 50% of R•••••• I••••••••• G••••• L•••
Related persons
Schedule D 7.A
- F•• P••••••• I•• L••pooled vehicle sponsorn
- F•• P••••••• I•• L•••pooled vehicle sponsorn
- I• P••••••••• F•••••••• A••••••• L••••••investment advisern
- R•••••• I••••••••• G•••• L••••••investment advisern
- R•••••• I••••••••• G•••• P•• L••investment advisern
- R•••••• I••••••••• M••••••••• ••••••••• C••••••• L•••investment advisern
- R•••••• I••••••••• M••••••••• L•••investment advisern
- R•••••• I•••••••••investment adviserbankpooled vehicle sponsorLP sponsornRAUM $69B
- R•••••• I••••••••• C••••• L••••••investment advisern
- R•••••• I••••••••• D•••••••• L••pooled vehicle sponsorn
- R•••••• I••••••••• E••••••• B••••••• P•• L••investment advisern
- R•••••• I••••••••• F•••••••• S•••••••• L••broker-dealern
- R•••••• I••••••••• F•••••••• S•••••••• P•• L••investment advisern
- R•••••• I••••••••• F••••• S••investment advisern
- R•••••• I••••••••• F•••• M••••••••• L••pooled vehicle sponsorn
- R•••••• I••••••••• G••• G• S•••••••pooled vehicle sponsorn
- R•••••• I••••••••• G•• G• S•••••••pooled vehicle sponsorn
- R•••••• I••••••••• I••••••••• S••••••• L••••••investment advisern
- R•••••• I•••••••••broker-dealerinvestment adviserbanknRAUM $81B
- R•••••• I••••••••• I•••••• L••••••investment adviserpooled vehicle sponsorn
- R•••••• I••••••••• J•••• C••• L•••investment advisern
- R•••••• I••••••••• K•••• L••••••investment advisern
- R•••••• I••••••••• L••••••investment advisern
- R•••••• I••••••••• P•• 2••• G•• L••bankpooled vehicle sponsorn
- R•••••• I••••••••• P•• 2• G• S•••••••pooled vehicle sponsorn
- R•••••• I••••••••• T•••• C••••••bankn
- R•••••• I••••••••• W•• G••••• P•••••• C••••• G• L••••••pooled vehicle sponsorn
- R•••••• I••••••••• W•• G••••• P•••••• C••••• G•• L••••••pooled vehicle sponsorn
- T•• O•••••• P••••••••• L••••••investment advisern
- T•• W••••••••• N•••••• L••••••investment advisern
Advisers that list R•••••• I••••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY17 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- h••• i••••••••• concentrationStatic outlier · filing Mar 31, 2026institutional share of RAUM of 37% against a peer median of 0% (512 comparable advisers, 99.0th percentile, 12.4 robust deviations)peers: asset managers, $20B and over (512) · 99% percentile
- business activity changedChange between filings · filing Mar 31, 2026pension consulting (Item 5.G.6): no on the filing of 2025-09-05, yes on the filing of 2026-03-31peers: asset managers, $20B and over (512)
What changed
consecutive filings, newest first
- Accounts · 98 to 116Sep 5, 2025 to Mar 31, 2026
- Advisory employees · 135 to 126Sep 5, 2025 to Mar 31, 2026
- Advisory activities · 3 to 4Sep 5, 2025 to Mar 31, 2026
- BD registered reps · 194 to 206Sep 5, 2025 to Mar 31, 2026
- Charity clients · 2 to 3Sep 5, 2025 to Mar 31, 2026
- Corporate clients · 0 to 1Sep 5, 2025 to Mar 31, 2026
- Pension plan clients · 33 to 37Sep 5, 2025 to Mar 31, 2026
- Pooled vehicle clients · 51 to 53Sep 5, 2025 to Mar 31, 2026
- Assets in custody · $1.1B to $1.2BSep 5, 2025 to Mar 31, 2026
- Employees · 602 to 580Sep 5, 2025 to Mar 31, 2026
- Insurance-licensed employees · 81 to 80Sep 5, 2025 to Mar 31, 2026
- State-registered IARs · 81 to 80Sep 5, 2025 to Mar 31, 2026
- Private funds · 44 to 43Sep 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $27B to $35BSep 5, 2025 to Mar 31, 2026
- Pension RAUM · $6.5B to $13BSep 5, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $20B to $22BSep 5, 2025 to Mar 31, 2026
- RAUM · $27B to $35BSep 5, 2025 to Mar 31, 2026
- Private funds · 43 to 44Jul 21, 2025 to Sep 5, 2025
- Financial planning clients · unset to Mar 28, 2025 to Jul 21, 2025
- Accounts · 77 to 98Oct 3, 2024 to Mar 28, 2025
- Advisory employees · 118 to 135Oct 3, 2024 to Mar 28, 2025
- Advisory activities · 4 to 3Oct 3, 2024 to Mar 28, 2025
- BD registered reps · 226 to 194Oct 3, 2024 to Mar 28, 2025
- Pension plan clients · 26 to 33Oct 3, 2024 to Mar 28, 2025
- Pooled vehicle clients · 49 to 51Oct 3, 2024 to Mar 28, 2025
- Assets in custody · $1.1B to $1.1BOct 3, 2024 to Mar 28, 2025
- Employees · 656 to 602Oct 3, 2024 to Mar 28, 2025
- Insurance-licensed employees · 84 to 81Oct 3, 2024 to Mar 28, 2025
- State-registered IARs · 84 to 81Oct 3, 2024 to Mar 28, 2025
- Discretionary RAUM · $23B to $27BOct 3, 2024 to Mar 28, 2025
- Pension RAUM · $5.4B to $6.5BOct 3, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $18B to $20BOct 3, 2024 to Mar 28, 2025
- RAUM · $23B to $27BOct 3, 2024 to Mar 28, 2025
- Private funds · 42 to 43Mar 29, 2024 to Jul 30, 2024
- Accounts · 71 to 77Nov 30, 2023 to Mar 29, 2024
- Advisory employees · 137 to 118Nov 30, 2023 to Mar 29, 2024
- BD registered reps · 218 to 226Nov 30, 2023 to Mar 29, 2024
- Charity clients · 9 to 2Nov 30, 2023 to Mar 29, 2024
- Corporate clients · 3 to 0Nov 30, 2023 to Mar 29, 2024
- Pension plan clients · 25 to 26Nov 30, 2023 to Mar 29, 2024
Signals
31 dated events
- R•••••• I••••••••• reported RAUM $35.0B, up 29% from $27.2B (2025-09-05 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Richard Vernon Barback (Chief Financial Officer) no longer on Schedule A of R•••••• I••••••••• (listed 2024-07-30, absent 2024-10-03)Oct 3, 2024 · Control person left · inference
- Spencer S•••• Bowen (Chief Financial Officer) appeared on Schedule A of R•••••• I•••••••••Oct 3, 2024 · Control person joined · fact
- Harold Stephen Belgrad (Chief Financial Officer) no longer on Schedule A of R•••••• I••••••••• (listed 2024-03-29, absent 2024-07-30)Jul 30, 2024 · Control person left · inference
- Richard Vernon Barback (Chief Financial Officer) appeared on Schedule A of R•••••• I•••••••••Jul 30, 2024 · Control person joined · fact
- S•••• R•••••• H•••••• (Us Advisor Chief Compliance Officer) no longer on Schedule A of R•••••• I••••••••• (listed 2023-11-30, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- E Amy Curran (Us Adviser Chief Compliance Officer) appeared on Schedule A of R•••••• I•••••••••Mar 29, 2024 · Control person joined · fact
- S•••• R•••••• H•••••• (Us Advisor Chief Compliance Officer) appeared on Schedule A of R•••••• I•••••••••Nov 30, 2023 · Control person joined · fact
- Sylvester Marbey (Chief Compliance Officer) no longer on Schedule A of R•••••• I••••••••• (listed 2023-06-30, absent 2023-10-27)Oct 27, 2023 · Control person left · inference
- Patrick John Mcmurray (Chief Risk Officer) no longer on Schedule A of R•••••• I••••••••• (listed 2023-04-13, absent 2023-06-30)Jun 30, 2023 · Control person left · inference
- P•••• M•••••••• (Chief Risk Officer) appeared on Schedule A of R•••••• I•••••••••Jun 30, 2023 · Control person joined · fact
- R•••••• I••••••••• reported 78 state-registered advisory representatives, up from 26 (2022-07-13 to 2023-03-31)Mar 31, 2023 · Advisor headcount change · derived
- R•••••• I••••••••• reported 26 state-registered advisory representatives, up from 0 (2021-11-02 to 2022-03-31)Mar 31, 2022 · Advisor headcount change · derived
- Patrick John Mcmurray (Chief Risk Officer) appeared on Schedule A of R•••••• I•••••••••Mar 31, 2022 · Control person joined · fact
- Jon Bryan Weeks (Director) no longer on Schedule A of R•••••• I••••••••• (listed 2021-11-02, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Brian Howard Surloff (Global Chief Legal Counsel) appeared on Schedule A of R•••••• I•••••••••Mar 31, 2022 · Control person joined · fact
- Sylvester Marbey (Us Advisor Chief Compliance Officer) appeared on Schedule A of R•••••• I•••••••••Aug 12, 2021 · Control person joined · fact
- Lyda Iturralde (Us Advisor Chief Compliance Officer) no longer on Schedule A of R•••••• I••••••••• (listed 2021-06-01, absent 2021-08-12)Aug 12, 2021 · Control person left · inference
- Anne Katherine El-Hillow (Director) appeared on Schedule A of R•••••• I•••••••••Jun 1, 2021 · Control person joined · fact
- J P•••• Gunning (Director) no longer on Schedule A of R•••••• I••••••••• (listed 2021-03-31, absent 2021-06-01)Jun 1, 2021 · Control person left · inference
- R•••••• I••••••••• reported RAUM $22.0B, up 29% from $17.0B (2020-12-23 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Louise Kristin Burnett (Chief Compliance Officer) no longer on Schedule A of R•••••• I••••••••• (listed 2020-08-12, absent 2020-12-23)Dec 23, 2020 · Control person left · inference
- Lyda Iturralde (Us Advisor Chief Compliance Officer) appeared on Schedule A of R•••••• I•••••••••Dec 23, 2020 · Control person joined · fact
- Collete Taylor (Director) no longer on Schedule A of R•••••• I••••••••• (listed 2020-12-23, absent 2020-12-23)Dec 23, 2020 · Control person left · inference
- Joyce Jennifer Mcpeek (Chief Financial Officer) no longer on Schedule A of R•••••• I••••••••• (listed 2019-03-29, absent 2020-05-15)May 15, 2020 · Control person left · inference
- Harold Stephen Belgrad (Chief Financial Officer) appeared on Schedule A of R•••••• I•••••••••May 15, 2020 · Control person joined · fact
- Joyce Jennifer Mcpeek (Chief Financial Officer) appeared on Schedule A of R•••••• I•••••••••Mar 29, 2019 · Control person joined · fact
- Richard Vernon Barback (Chief Financial Officer) no longer on Schedule A of R•••••• I••••••••• (listed 2018-11-06, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Wayne Kenneth Willman (Secretary And Chief Legal Officer) no longer on Schedule A of R•••••• I••••••••• (listed 2018-11-06, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- R•••••• I••••••••• reported RAUM $14.9B, up 69% from $8.8B (2017-08-07 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- R•••••• I••••••••• · Independent Sponsorsshared crd · capital_provider
- R•••••• I••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/russell-investmentsreportedpublic record, Form ADV, Sep 19, 2026
- Website
- r•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 206-505-7877reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
R•••••• I••••••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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