DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Wealth Management Resources, Inc.

Independent wealth managerSmithfield, Rhode IslandCRD 45452SEC 801-57281websiteIAPD
Latest filing Jul 24, 2026
First filing on the tape Feb 6, 2012 · 49 filings
SEC status approved since Feb 18, 2000
RAUM
$385M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
92%
$354M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$64.2M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$385M as of Jul 24, 2026
Feb 6, 2012$91.6M then
HNW client RAUM$161M as of Jul 24, 2026
Feb 13, 2018$47.4M then
State-registered IARs (5.B.3)6 as of Jul 24, 2026
Feb 6, 20120 then
Employees (5.A)9 as of Jul 24, 2026
Mar 1, 20134 then
Private funds: no history
RAUM -0.0% over the last fiscal year+14% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$64.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
98derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.3MderivedHNW RAUM over HNW clients
Average account
$255,438derivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
7.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-0.0%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.0%derived
Compensation
percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$193M50%
  • High-net-worth individuals$161M42%
  • Pension and profit-sharing plans$26.1M6.8%
  • Charitable organizations$3.2M0.8%
  • Corporations and businesses$2.0M0.5%
Individual clients
521reported
HNW clients
69reported
Pension plan clients
19reported
Charitable clients
13reported
Accounts
1,508reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, commissionsreported
Class basis
private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Arthur Clayton EverlyChartered Financial ConsultantSmithfield, RiApr 18, 199646 y0
Kevin R. WorthleyCertified Financial PlannerSmithfield, RiJan 23, 201326 y1
Scott G. EverlyChartered Financial ConsultantSmithfield, RiJan 1, 201611 y0
Jeremy Antonino LawtonChartered Financial ConsultantSmithfield, RiJul 12, 202211 y0
Todd Michael CasazzaCertified Financial PlannerSmithfield, RiAug 29, 202220 y0
Christopher Dean DipetrilloCertified Financial PlannerSmithfield, RiJul 28, 202512 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Arthur Clayton Everly · Presidentcontrol
    since 01/1994 · owns 50% to 75%
  • Kevin R Worthley · Exec. Vice President/Secretarycontrol
    since 01/2017 · owns 10% to 25%
  • Scott Everly · Registered Representative
    since 07/2019 · owns 10% to 25%
Related persons
Schedule D 7.A
  • Arthur C. Everly
    real estatey
  • Jeremy A. Lawton
    real estatey
  • Kevin R. Worthley
    real estatey
  • Patrick Gannon Diamond
    y
  • Scott G. Everly
    real estatey
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Smithfield, Ri · principal600
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 1,397 to 1,508
    Oct 28, 2025 to Jan 29, 2026
  • Charity clients · 10 to 13
    Oct 28, 2025 to Jan 29, 2026
  • HNW clients · 59 to 69
    Oct 28, 2025 to Jan 29, 2026
  • Individual clients · 514 to 521
    Oct 28, 2025 to Jan 29, 2026
  • Pension plan clients · 15 to 19
    Oct 28, 2025 to Jan 29, 2026
  • Discretionary RAUM · $358M to $364M
    Oct 28, 2025 to Jan 29, 2026
  • HNW RAUM · $186M to $161M
    Oct 28, 2025 to Jan 29, 2026
  • Individual RAUM · $172M to $193M
    Oct 28, 2025 to Jan 29, 2026
  • Non-discretionary RAUM · $26.9M to $20.9M
    Oct 28, 2025 to Jan 29, 2026
  • Pension RAUM · $22.7M to $26.1M
    Oct 28, 2025 to Jan 29, 2026
  • RAUM · $385M to $385M
    Oct 28, 2025 to Jan 29, 2026
  • Financial planning clients · 1-10 to 1-10
    Jun 5, 2025 to Jul 25, 2025
  • Accounts · 1,450 to 1,397
    Feb 2, 2024 to Feb 26, 2025
  • Charity clients · 9 to 10
    Feb 2, 2024 to Feb 26, 2025
  • Corporate clients · 1.0 to unset
    Feb 2, 2024 to Feb 26, 2025
  • HNW clients · 60 to 59
    Feb 2, 2024 to Feb 26, 2025
  • Individual clients · 527 to 514
    Feb 2, 2024 to Feb 26, 2025
  • Pension plan clients · 17 to 15
    Feb 2, 2024 to Feb 26, 2025
  • Employees · 10 to 9
    Feb 2, 2024 to Feb 26, 2025
  • Discretionary RAUM · $315M to $358M
    Feb 2, 2024 to Feb 26, 2025
  • HNW RAUM · $142M to $186M
    Feb 2, 2024 to Feb 26, 2025
  • Individual RAUM · $173M to $172M
    Feb 2, 2024 to Feb 26, 2025
  • Non-discretionary RAUM · $24.6M to $26.9M
    Feb 2, 2024 to Feb 26, 2025
  • Pension RAUM · $20.5M to $22.7M
    Feb 2, 2024 to Feb 26, 2025
  • RAUM · $339M to $385M
    Feb 2, 2024 to Feb 26, 2025
  • Accounts · 1,174 to 1,450
    Sep 29, 2023 to Feb 2, 2024
  • Charity clients · 8 to 9
    Sep 29, 2023 to Feb 2, 2024
  • HNW clients · 75 to 60
    Sep 29, 2023 to Feb 2, 2024
  • Individual clients · 489 to 527
    Sep 29, 2023 to Feb 2, 2024
  • Pension plan clients · 10 to 17
    Sep 29, 2023 to Feb 2, 2024
  • Discretionary RAUM · $250M to $315M
    Sep 29, 2023 to Feb 2, 2024
  • HNW RAUM · $114M to $142M
    Sep 29, 2023 to Feb 2, 2024
  • Individual RAUM · $134M to $173M
    Sep 29, 2023 to Feb 2, 2024
  • Non-discretionary RAUM · $11.3M to $24.6M
    Sep 29, 2023 to Feb 2, 2024
  • Pension RAUM · $9.3M to $20.5M
    Sep 29, 2023 to Feb 2, 2024
  • RAUM · $261M to $339M
    Sep 29, 2023 to Feb 2, 2024
  • Advisory employees · 7 to 6
    Jun 15, 2023 to Sep 27, 2023
  • BD registered reps · 5 to 2
    Jun 15, 2023 to Sep 27, 2023
  • Employees · 11 to 10
    Jun 15, 2023 to Sep 27, 2023
  • State-registered IARs · 7 to 6
    Jun 15, 2023 to Sep 27, 2023
Signals
1 dated events
  • Patrick Gannon Diamond left Wealth Management Resources, Inc. for Xypn Sapphire (registered 2025-10-09)
    Aug 13, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
advisors@wealthmanagers.comreportedpublished by the firm, firm site, Sep 17, 2026
Business phone
401-356-0688reportedpublished by the firm, firm site, Sep 17, 2026
Business phone
401-356-1400reportedpublished by the firm, firm site, Sep 17, 2026
Firm profile
linkedin.com/company/wealth-management-resources-increportedpublic record, Form ADV, Sep 18, 2026
Firm profile
linkedin.com/company/2814287/adminreportedpublic record, Form ADV, Sep 18, 2026
Website
wealthmanagers.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
(401) 356-1400reportedpublic record, Form ADV, Jul 24, 2026
Contact form
wealthmanagers.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$64.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026