DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
2,583 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Tekmen Wells LLC CRD 168431 | New York, NY | independent RIA | $92.4M | 96% | 2 | $46.2M | 1 | 0 |
| Buffalo First Wealth Management, LLC CRD 168937 | Williamsville, NY | independent RIA | $91.7M | 87% | 4 | $22.9M | 0 | 0 |
| Pura Vida Investments, LLC CRD 166703 | New York, NY | other | $91.5M | 0.0% | 0 | Not computed | 0 | 3 |
| A••• C•••••• M••••••••• L•• CRD 312501 | New York, NY | asset manager | $91.1M | 0.0% | 1 | $91.1M | 0 | 1 |
| C••••• C•••••• M••••••••• I••• CRD 113648 | Hauppauge, NY | independent RIA | $90.7M | 100% | 2 | $45.3M | 0 | 0 |
| W••••••••• C•••••• M••••••••• L•• CRD 175019 | Cambridge, NY | independent RIA | $90.6M | 98% | 2 | $45.3M | 2 | 0 |
| W••••••••• S••••• C•••••• M••••••••• L•• CRD 150335 | New York, NY | independent RIA | $90.4M | 100% | 2 | $45.2M | 0 | 0 |
| O•• C•••• A•••••••• L•• CRD 304255 | Rochester, NY | independent RIA | $90.2M | 100% | 3 | $30.1M | 0 | 0 |
| W•••• F•••••••• G•••• L•• CRD 159331 | Mahopac, NY | independent RIA | $90.0M | 90% | 2 | $45.0M | 0 | 0 |
| P••••••• S•••••••• CRD 322770 | New York, NY | independent RIA | $88.5M | 97% | 1 | $88.5M | 2 | 0 |
| L••••• C•••••• M••••••••• L• CRD 153273 | New York, NY | independent RIA | $87.9M | 95% | 0 | Not computed | 0 | 1 |
| I•• F•••••••• S•••••••• I•• CRD 42360 | Liverpool, NY | independent RIA | $87.7M | 85% | 19 | $4.6M | 0 | 0 |
| T•• W••••••••• L•• CRD 306820 | Great Neck, NY | independent RIA | $87.5M | 100% | 1 | $87.5M | 0 | 0 |
| Y••••••• Y•••• A••••••• CRD 307719 | Brooklyn, NY | independent RIA | $87.1M | 99% | 1 | $87.1M | 0 | 0 |
| L• F•••••••• P••••••• L•• CRD 160539 | New York, NY | independent RIA | $86.9M | 100% | 1 | $86.9M | 1 | 0 |
| S••••••• F•••••••• A••••••• I••• CRD 117407 | Millbrook, NY | independent RIA | $86.7M | 100% | 1 | $86.7M | 3 | 0 |
| E•••• C•••••• M••••••••• L•• CRD 126599 | Fayetteville, NY | independent RIA | $86.2M | 100% | 0 | Not computed | 0 | 0 |
| M••• C•••••• M••••••••• L•• CRD 134605 | New York, NY | independent RIA | $86.2M | 100% | 1 | $86.2M | 0 | 0 |
| A•••• I••••••••• M••••••••• L•• CRD 334614 | New York, NY | asset manager | $85.6M | 0.0% | 0 | Not computed | 0 | 0 |
| P•••••• E••••• I••••••••• I••• CRD 160559 | New York, NY | asset manager | $85.4M | 0.0% | 0 | Not computed | 0 | 2 |
| A•• S••• M••••••••• L•• CRD 283737 | New York, NY | asset manager | $85.4M | 0.0% | 0 | Not computed | 0 | 1 |
| I•••••• P••••••• M••••••• L• CRD 339892 | Sleepy Hollow, NY | other | $85.0M | 0.0% | 0 | Not computed | 0 | 1 |
| G•••• R•• I••••••••• A•••••• L•• CRD 318504 | New York, NY | asset manager | $84.6M | 0.0% | 0 | Not computed | 1 | 13 |
| E••• A•••• M••••••••• L•• CRD 332027 | New Rochelle, NY | asset manager | $84.3M | 0.0% | 0 | Not computed | 0 | 1 |
| C••••••• A••••••• CRD 307127 | Valley Stream, NY | independent RIA | $84.2M | 79% | 2 | $42.1M | 0 | 0 |
| L••••••• L•••••• F•••••• A•••••••• L•• CRD 169980 | New York, NY | independent RIA | $84.2M | 99% | 2 | $42.1M | 0 | 0 |
| W•••••• N•• Y••• F•••••••• G••••• L•• CRD 306083 | Buffalo, NY | independent RIA | $84.1M | 69% | 2 | $42.1M | 0 | 0 |
| G•••••••• W••••• M••••••••• L•• CRD 307645 | New York, NY | independent RIA | $83.8M | 96% | 2 | $41.9M | 2 | 0 |
| W••••• CRD 334534 | New York, NY | mixed wealth | $83.7M | 48% | 0 | Not computed | 0 | 0 |
| P•••••••• C•••••• M••••••••• L•• CRD 313241 | New York, NY | asset manager | $83.7M | 0.0% | 0 | Not computed | 0 | 7 |
| D••••• D••• M•••• M••••••••• L•• CRD 326792 | New York, NY | independent RIA | $83.7M | 85% | 0 | Not computed | 0 | 0 |
| N•••••••• C•••••• F••••• L•• CRD 138526 | New York, NY | asset manager | $83.3M | 0.0% | 0 | Not computed | 0 | 1 |
| L•••••• F•••••••• CRD 319171 | New York, NY | independent RIA | $82.7M | 100% | 5 | $16.5M | 3 | 1 |
| H••• C•••••• O• W•• CRD 325574 | Lakeville, NY | independent RIA | $82.6M | 100% | 2 | $41.3M | 0 | 0 |
| W••••••• P••••••• • E••• L•• CRD 282098 | Orchard, NY | independent RIA | $82.2M | 96% | 3 | $27.4M | 2 | 0 |
| I••••• C••• CRD 337603 | New York, NY | other | $82.0M | 0.0% | 0 | Not computed | 0 | 0 |
| L•• P••••••• W••••• M••••••••• L•• CRD 140077 | Suffern, NY | independent RIA | $81.8M | 77% | 2 | $40.9M | 0 | 0 |
| D•••• I••••••••• L•• CRD 315589 | New York, NY | independent RIA | $81.8M | 100% | 0 | Not computed | 0 | 0 |
| B••••••••• C•••••• L•• CRD 334496 | New York, NY | other | $81.4M | 0.0% | 0 | Not computed | 0 | 0 |
| C•••••• W••••• M••••••••• L•• CRD 338046 | Brightwaters, NY | independent RIA | $80.8M | 100% | 0 | Not computed | 0 | 0 |
| M••••• • H••••• I••• CRD 128377 | Amherst, NY | independent RIA | $80.6M | 84% | 2 | $40.3M | 0 | 0 |
| N••••••••• W••••• P•••••••• I••• CRD 306971 | Syracuse, NY | independent RIA | $80.5M | 100% | 4 | $20.1M | 4 | 0 |
| E••• G•••• W••••• M••••••••• L•• CRD 297459 | Victor, NY | independent RIA | $80.3M | 100% | 2 | $40.1M | 0 | 0 |
| A•••••••• G•••• I• L•• CRD 152401 | New York, NY | independent RIA | $80.2M | 95% | 1 | $80.2M | 0 | 1 |
| F•••••• P••• CRD 282663 | Bohemia, NY | independent RIA | $80.1M | 100% | 3 | $26.7M | 4 | 0 |
| S•••••• G••••• A•••• M••••••••• L•• CRD 298944 | New York, NY | asset manager | $80.0M | 0.0% | 0 | Not computed | 2 | 10 |
| 2•••••• CRD 328190 | New York, NY | institutional | $79.7M | 0.0% | 0 | Not computed | 0 | 0 |
| M•••••• W••••• A••••••• CRD 282723 | New York, NY | independent RIA | $79.5M | 99% | 2 | $39.8M | 0 | 0 |
| C••••••••• A•••• M••••••••• I••• CRD 125704 | Fayetteville, NY | independent RIA | $79.3M | 100% | 1 | $79.3M | 1 | 0 |
| Q••••••••• C••••••• L•• CRD 324027 | Pittsford, NY | independent RIA | $79.1M | 100% | 3 | $26.4M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.