RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Compass Financial Group, Inc CRD 157109 | Sioux Falls, SD | independent RIA | $1.5B | 99% | 7 | $212M | 0 | 0 |
| Elgethun Capital Management CRD 127616 | Sioux Falls, SD | independent RIA | $1.1B | 90% | 10 | $114M | 0 | 2 |
| Standard Family Office, LLC CRD 301865 | Sioux Falls, SD | asset manager | $1.0B | 0.0% | 0 | n/a | 0 | 2 |
| H•••••• C•••••• M••••••••• L•• CRD 149522 | Watertown, SD | institutional | $757M | 6.2% | 2 | $378M | 0 | 0 |
| S••• C•••••• A•••••••• L•• CRD 136577 | Sioux Falls, SD | mixed wealth | $630M | 35% | 8 | $78.7M | 2 | 0 |
| L•••• C•••••• M••••••••• L•• CRD 109660 | Sioux Falls, SD | independent RIA | $323M | 94% | 2 | $161M | 0 | 0 |
| B•• S•••• W••••• M••••••••• CRD 299593 | Watertown, SD | independent RIA | $235M | 97% | 5 | $47.0M | 1 | 0 |
| A•••• P•••••• A•••••••• L•• CRD 297639 | Sioux Falls, SD | independent RIA | $200M | 97% | 5 | $40.0M | 0 | 0 |
| H••• F•••••••• G•••• CRD 169787 | Sioux Falls, SD | independent RIA | $189M | 97% | 9 | $21.0M | 0 | 0 |
| K••• L•• CRD 337331 | Rapid City, SD | independent RIA | $188M | 96% | 8 | $23.5M | 0 | 0 |
| P••••• A•••• M••••••••• L•• CRD 315701 | Sioux Falls, SD | independent RIA | $179M | 92% | 4 | $44.7M | 0 | 0 |
| P•••••• V••• W••••• P••••••• L•• CRD 341361 | Sioux Falls, SD | independent RIA | $171M | 100% | 2 | $85.6M | 0 | 0 |
| A•••••• F•••••••• W••••• CRD 164428 | Rapid City, SD | independent RIA | $130M | 100% | 1 | $130M | 0 | 0 |
| P••••• F••• M••••••••• CRD 311304 | Sioux Falls, SD | asset manager | $10.1M | 0.0% | 2 | $5.1M | 0 | 0 |
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