DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hahn Financial Group
Legal name Hahn Financial Group Inc.
Latest filing Aug 5, 2026
First filing on the tape Sep 22, 2014 · 67 filings
SEC status approved since Oct 14, 2014
RAUM
$189M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$183M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$21.0M
derived; firm RAUM over IAPD count
Employees
16
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
67 filings and snapshots on the tape
RAUM$189M as of Aug 5, 2026
Jan 27, 2015$144M then
HNW client RAUM$42.1M as of Aug 5, 2026
Feb 16, 2018$3.1M then
State-registered IARs (5.B.3)9 as of Aug 5, 2026
Jan 27, 20153 then
Employees (5.A)16 as of Aug 5, 2026
Jan 27, 20153 then
Private funds: no history
RAUM +41% over the last fiscal year+31% a year over threeIARs 8 to 9
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $21.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 205derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $809,433derivedHNW RAUM over HNW clients
- Average account
- $56,107derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- +13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consulting, selection of other advisers, publicationsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$141M75%
- High-net-worth individuals$42.1M22%
- Charitable organizations$5.8M3.1%
- Corporations and businesses$10,8770.0%
- Individual clients
- 1,794reported
- HNW clients
- 52reported
- Pension plan clients
- 0reported
- Charitable clients
- 14reported
- Accounts
- 3,363reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kelly Ann HahnChartered Financial Consultant | Sioux Falls, Sd | Jan 23, 2014 | 23 y | 2 |
| Verlyn Earl HahnCertified Financial Planner, Chartered Financial Consultant | Sioux Falls, Sd | Jan 23, 2014 | 39 y | 2 |
| Michael Brian LendtChartered Financial Consultant | Sioux Falls, Sd | Jun 9, 2015 | 11 y | 0 |
| Susan Marie Jordahl | Sioux Falls, Sd | Nov 22, 2016 | 9 y | 0 |
| Nikolas Stefan BoyceCertified Financial Planner | Sioux Falls, Sd | May 8, 2019 | 12 y | 2 |
| Gabriel Glenn SmithCertified Financial Planner, Chartered Financial Consultant | Sioux Falls, Sd | Jul 21, 2022 | 15 y | 0 |
| Travis Austin Dykstra | Sioux Falls, Sd | Sep 3, 2024 | 11 y | 2 |
| James Martin | Sioux Falls, Sd | Dec 18, 2024 | 10 y | 0 |
| Kelly Ray Deberg | Sioux Falls, Sd | Jul 15, 2025 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Larry Clifford Dogs to Gradient Advisors, LLCSep 15, 2014 · Other
Joined, latest
- Travis Austin Dykstra from Wells Fargo AdvisorsSep 3, 2024 · Wirehouse to independent RIA
- Nikolas Stefan Boyce from Northwestern Mutual Investment Services,LLCMay 8, 2019 · Other
- Larry Clifford Dogs from Oneamerica Securities, Inc.Jan 29, 2014 · Other
- Kelly Ann Hahn from Oneamerica Securities, Inc.Jan 23, 2014 · Other
- Verlyn Earl Hahn from Oneamerica Securities, Inc.Jan 23, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ann Kelly Hahn · Chief Compliance Officer/Co-Ownercontrolsince 01/2014 · owns 50% to 75%
- Earl Verlyn Hahn · Co-Ownercontrolsince 01/2014 · owns 50% to 75%
Related persons
Schedule D 7.A
- Verlyn Hahnreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sioux Falls, Sd · principal | 9 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 11, 2026accounts (Item 5.F.2.f) moved from 2,231.0 to 3,363.0 (+51.0%) between the annual amendments of 2025-02-16 and 2026-03-11; the peer median change was +5.0% (3688 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 96% percentile
- RAUM up 25 %Change between filings · filing Mar 11, 2026RAUM (Item 5.F) moved from $133,906,986 to $188,686,620 (+41.0%) between the annual amendments of 2025-02-16 and 2026-03-11; the peer median change was +15.0% (4551 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 2,495 to 3,363Nov 24, 2025 to Feb 8, 2026
- Charity clients · 22 to 14Nov 24, 2025 to Feb 8, 2026
- HNW clients · 49 to 52Nov 24, 2025 to Feb 8, 2026
- Individual clients · 1,702 to 1,794Nov 24, 2025 to Feb 8, 2026
- Assets in custody · $151M to $165MNov 24, 2025 to Feb 8, 2026
- Employees · 15 to 16Nov 24, 2025 to Feb 8, 2026
- Legal name · HAHN FINANCIAL GROUP, INC. to HAHN FINANCIAL GROUP INC.Nov 24, 2025 to Feb 8, 2026
- Discretionary RAUM · $171M to $189MNov 24, 2025 to Feb 8, 2026
- HNW RAUM · $34.6M to $42.1MNov 24, 2025 to Feb 8, 2026
- Individual RAUM · $132M to $141MNov 24, 2025 to Feb 8, 2026
- RAUM · $171M to $189MNov 24, 2025 to Feb 8, 2026
- Accounts · 2,231 to 2,495Jul 15, 2025 to Nov 24, 2025
- Charity clients · 13 to 22Jul 15, 2025 to Nov 24, 2025
- HNW clients · 35 to 49Jul 15, 2025 to Nov 24, 2025
- Individual clients · 1,568 to 1,702Jul 15, 2025 to Nov 24, 2025
- Assets in custody · $116M to $151MJul 15, 2025 to Nov 24, 2025
- Employees · 16 to 15Jul 15, 2025 to Nov 24, 2025
- Discretionary RAUM · $134M to $171MJul 15, 2025 to Nov 24, 2025
- HNW RAUM · $21.0M to $34.6MJul 15, 2025 to Nov 24, 2025
- Individual RAUM · $107M to $132MJul 15, 2025 to Nov 24, 2025
- RAUM · $134M to $171MJul 15, 2025 to Nov 24, 2025
- Advisory employees · 8 to 9Feb 16, 2025 to Jul 15, 2025
- Financial planning clients · unset to Feb 16, 2025 to Jul 15, 2025
- State-registered IARs · 8 to 9Feb 16, 2025 to Jul 15, 2025
- Accounts · 2,008 to 2,231Dec 18, 2024 to Feb 16, 2025
- Charity clients · 10 to 13Dec 18, 2024 to Feb 16, 2025
- HNW clients · 32 to 35Dec 18, 2024 to Feb 16, 2025
- Individual clients · 1,445 to 1,568Dec 18, 2024 to Feb 16, 2025
- Assets in custody · $99.6M to $116MDec 18, 2024 to Feb 16, 2025
- Employees · 17 to 16Dec 18, 2024 to Feb 16, 2025
- Discretionary RAUM · $122M to $134MDec 18, 2024 to Feb 16, 2025
- HNW RAUM · $19.1M to $21.0MDec 18, 2024 to Feb 16, 2025
- Individual RAUM · $97.9M to $107MDec 18, 2024 to Feb 16, 2025
- RAUM · $122M to $134MDec 18, 2024 to Feb 16, 2025
- Advisory employees · 7 to 8Sep 3, 2024 to Dec 18, 2024
- Employees · 16 to 17Sep 3, 2024 to Dec 18, 2024
- State-registered IARs · 7 to 8Sep 3, 2024 to Dec 18, 2024
- Advisory employees · 6 to 7Jun 19, 2024 to Sep 3, 2024
- Employees · 14 to 16Jun 19, 2024 to Sep 3, 2024
- State-registered IARs · 6 to 7Jun 19, 2024 to Sep 3, 2024
Signals
2 dated events
- Hahn Financial Group reported RAUM $36.6M, down 82% from $207.4M (2017-06-27 to 2018-01-15)Jan 15, 2018 · RAUM change · derived
- Hahn Financial Group, Inc. filed its initial SEC registration (Form ADV)Sep 22, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- office@hahnfinancialgroup.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- admin@hahnfinancialgroup.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- advisor@hahnfinancialgroup.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- wels403b@hahnfinancialgroup.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- lutheranbenefits@hahnfinancialgroup.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- els403b@hahnfinancialgroup.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- health@hahnfinancialgroup.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 605-275-3600reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 605-275-9595reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- HAHNFINANCIALGROUP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 605-275-3600reportedpublic record, Form ADV, Aug 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $21.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026