DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Carolinas Investment Consulting LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Holly French SkipperCarolinas Investment Consulting LLC independent RIAVerum Partners LLC no RAUMRIA to a newly registered adviserMay 20, 2019May 22, 2019
Robert Christopher GammonCarolinas Investment Consulting LLC independent RIAVerum Partners LLC no RAUMRIA to a newly registered adviserMay 16, 2019May 3, 2019
Oliver Roane CrossCarolinas Investment Consulting LLC independent RIAVerum Partners LLC no RAUMRIA to a newly registered adviserMay 16, 2019May 3, 2019
Dustin Anthony BarrCarolinas Investment Consulting LLC independent RIAVerum Partners LLC no RAUMRIA to a newly registered adviserMay 16, 2019May 3, 2019
Abigail Anne BennettCarolinas Investment Consulting LLC independent RIAVerum Partners LLC no RAUMRIA to a newly registered adviserMay 3, 2019May 13, 2019
Brittney Michelle MillerCarolinas Investment Consulting LLC independent RIARBC Capital Markets, LLC national BDRIA to affiliated broker-dealer or bankMay 3, 2019Aug 22, 2019 (111 d)
Nargiz KambarovaCarolinas Investment Consulting LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 16, 2018May 16, 2018 (61 d)
Jeanne Kelsey FritchleyCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherDec 31, 2016May 11, 2019 (861 d)
Thomas Edward HighsmithCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherDec 31, 2016May 13, 2019 (863 d)
Katherine MurphyCarolinas Investment Consulting LLC otherPnc Wealth Management otherOtherOct 26, 2016Mar 24, 2017 (149 d)
Sabine Maria VellucciCarolinas Investment Consulting LLC otherChoreo, LLC otherOtherMar 22, 2016Apr 8, 2016
Diane Carol BrownCarolinas Investment Consulting LLC otherCertus Investment Advisors, LLC otherOtherOct 14, 2013Oct 24, 2013
Sarah Margaret WestbrookCarolinas Investment Consulting LLC otherFounders Financial Securities, LLC otherOtherAug 14, 2012Jan 16, 2014 (520 d)
Kendrick Ware MattoxCarolinas Investment Consulting LLC otherEdge Advisors, LLC otherOtherAug 22, 2011Aug 22, 2011
George Harrell EdmistonCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherJun 6, 2011May 13, 2019 (2898 d)
David Allen PerkinsCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherJun 6, 2011May 11, 2019 (2896 d)
Christopher Kevin GroganCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherJun 6, 2011May 15, 2019 (2900 d)
Edward Mario KissCarolinas Investment Consulting LLC otherAdvice And Planning Services otherOtherJan 26, 2011Feb 10, 2011
Michael Edward FeltonCarolinas Investment Consulting LLC otherBb&T Asset Management, Inc. unclassifiedOtherNov 16, 2005Mar 19, 2008 (854 d)
Lyric Boyette MartinCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherApr 17, 2001May 13, 2019 (6600 d)
Walker Thomas SheltonCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherApr 17, 2001May 15, 2019 (6602 d)
Richard Wade AustinCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherApr 17, 2001May 11, 2019 (6598 d)
Bridget McdermottCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherApr 17, 2001May 11, 2019 (6598 d)
Robert Russell ShawCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherApr 17, 2001May 11, 2019 (6598 d)
Justin LouisCarolinas Investment Consulting LLC otherCarolinas Wealth Consulting LLC independent RIAOtherApr 17, 2001May 13, 2019 (6600 d)
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25 moves match.