DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Middleton & Company Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Donna Marie Scotti | Middleton & Company Inc. independent RIA | Boston Financial Management LLC independent RIA | RIA to RIA | Aug 17, 2022 | Sep 29, 2022 (43 d) |
| John David Pini | Middleton & Company Inc. independent RIA | Boston Financial Management LLC independent RIA | RIA to RIA | Jun 15, 2022 | Sep 27, 2023 (469 d) |
| Adam M Grossman | Middleton & Company Inc. other | Mayport Wealth Management independent RIA | Other | Apr 3, 2017 | Apr 25, 2017 |
| Clarence Hopkins King | Middleton & Company Inc. other | Emerson Investment Management LLC other | Other | Dec 31, 2002 | Mar 19, 2003 (78 d) |
Page 1 of 1
4 moves match.