DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Capital Investment Counsel Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cornelius Trawick Mcdonald | Capital Investment Counsel Inc independent RIA | The Wealth Group, Ltd independent RIA | RIA to RIA | Mar 26, 2021 | Jul 19, 2019 |
| Charles Bynum Satterwhite | Capital Investment Counsel Inc other | Raymond James & Associates, Inc. national BD | Other | Sep 4, 2014 | Sep 3, 2014 |
| Paul Edgerton Cranfill | Capital Investment Counsel Inc other | Capital Investment Advisory Services, LLC other | Other | Feb 17, 2012 | Mar 16, 2012 |
| Michael Jay Hensley | Capital Investment Counsel Inc other | Commonwealth Financial Network national BD | Other | Mar 15, 2006 | Mar 15, 2006 |
| James Mark Appleby | Capital Investment Counsel Inc other | Morgan Stanley Dw Inc. unclassified | Other | Sep 30, 2005 | May 4, 2006 (216 d) |
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5 moves match.