DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Dean Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Katherine Elizabeth Breitenstein | Dean Investments other | Fifth Third Securities, Inc. other | Other | Jun 21, 2011 | Jun 9, 2011 |
| Matthew Tristen Theil | Dean Investments other | Dean Financial Services other | Other | Jun 14, 2011 | Mar 27, 2007 |
| Jennifer Jo Siefring | Dean Investments other | U.S. Bancorp Investments, Inc. other | Other | Mar 18, 2011 | Mar 22, 2011 |
| Mark Edward Schutter | Dean Investments other | Dean Financial Services other | Other | Dec 8, 2008 | Sep 16, 2004 |
| Teresa Janette Brock | Dean Investments other | Nexcore Financial Services, Incorporated unclassified | Other | Aug 10, 2005 | Jan 24, 2007 (532 d) |
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5 moves match.