DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from North American Management Corp

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark Joseph ReedNorth American Management Corp independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 14, 2021Apr 1, 2021
David Hm BakerNorth American Management Corp independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 14, 2021Apr 7, 2021
Beverly Ann RodrigueNorth American Management Corp independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 14, 2021Apr 7, 2021
Fraser John McleanNorth American Management Corp independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 14, 2021Apr 7, 2021
Benjamin PatchNorth American Management Corp independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 14, 2021Apr 13, 2021
Deborah North CartisserNorth American Management Corp independent RIATwelve Points Wealth Management mixed wealthRIA to RIAMay 31, 2019Jun 2, 2020 (368 d)
William BereszniewiczNorth American Management Corp independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 2, 2019Oct 1, 2019 (182 d)
Lea Ann Garrison KnightNorth American Management Corp independent RIABetter Money Decisions independent RIARIA to RIADec 31, 2018Jan 3, 2019
Jonpaul McbrideNorth American Management Corp independent RIADaintree Advisors LLC independent RIARIA to RIAMay 9, 2018Jul 17, 2018 (69 d)
Allison PopeoNorth American Management Corp otherStrategic Advisers LLC national BDOtherFeb 7, 2017Jun 19, 2017 (132 d)
Gail Ann SullivanNorth American Management Corp otherAurora Financial Advisors, LLC otherOtherMar 23, 2016May 2, 2016 (40 d)
Jeffrey AronNorth American Management Corp otherWealth Management Advisors, LLC otherOtherNov 23, 2009Nov 15, 2013 (1453 d)
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12 moves match.