DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Randolph Co Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Garrett Russell Wayne | Randolph Co Inc mixed wealth | Wayne Financial LLC state registered | RIA to a state-registered adviser | Feb 20, 2025 | Apr 15, 2025 (54 d) |
| Lucas Henry Woehler | Randolph Co Inc mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Aug 9, 2024 | Oct 7, 2024 (59 d) |
| Carter Louis Randolph | Randolph Co Inc other | Omega Wealth Private Capital LLC state registered | Other | Aug 17, 2023 | Sep 21, 2023 (35 d) |
| Ning Liao | Randolph Co Inc other | UBS Financial Services Inc. wirehouse | Other | Apr 7, 2020 | Aug 9, 2023 (1219 d) |
| Robert Justin Kuhnhein | Randolph Co Inc other | Legacy Financial Advisors, Inc. independent RIA | Other | Mar 26, 2018 | May 7, 2019 (407 d) |
| Neil Joseph John Hantak | Randolph Co Inc other | John D. Dovich & Associates, LLC other | Other | May 3, 2017 | Aug 25, 2017 (114 d) |
Page 1 of 1
6 moves match.