DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Highland Associates Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Thomas Lytle | Highland Associates Inc other | Stonex Advisors Inc. BD affiliated | Other | May 10, 2022 | May 10, 2022 |
| Rachael Pintaric Thomas | Highland Associates Inc other | Concourse Financial Group Advisors other | Other | Jul 18, 2017 | Sep 26, 2017 (70 d) |
| John Robert Doody | Highland Associates Inc other | Lanark Financial, Inc. BD affiliated | Other | Dec 3, 2014 | Apr 21, 2021 (2331 d) |
| James Wilkerson Underwood | Highland Associates Inc other | Welch Hornsby, Inc. other | Other | Jun 27, 2006 | Jul 27, 2006 |
| Christopher Ryan Phillips | Highland Associates Inc other | Citigroup Global Markets Inc. other | Other | Feb 9, 2006 | Oct 5, 2007 (603 d) |
| John P Maloney | Highland Associates Inc other | Kinsight, LLC other | Other | May 20, 2005 | May 26, 2005 |
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6 moves match.