DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Toth Financial Advisory Corp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Andrew Toth | Toth Financial Advisory Corp independent RIA | Toth Capital Management unclassified | Other | Dec 5, 2023 | Feb 29, 2024 (86 d) |
| Thomas Andrew Toth | Toth Financial Advisory Corp independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Sep 26, 2019 | Jan 13, 2020 (109 d) |
| Brendan Patrick Hughes | Toth Financial Advisory Corp other | Charles Schwab & Co., Inc. national BD | Other | Jul 24, 2009 | Sep 18, 2009 (56 d) |
| Michael Vincent Papa | Toth Financial Advisory Corp other | Private Wealth Advisers, LLC unclassified | Other | Aug 21, 2002 | Mar 3, 2002 |
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4 moves match.