DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••• F•••••••• A••••••• C•••
Latest filing Mar 10, 2026
First filing on the tape Jan 27, 2012 · 42 filings
SEC status approved since Aug 21, 1986
RAUM
$1.2B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
94%
$1.1B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$115M
derived; firm RAUM over IAPD count
Employees
18
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$1.2B as of Mar 10, 2026
Jan 27, 2012$235M then
HNW client RAUM$984M as of Mar 10, 2026
Mar 7, 2018$372M then
State-registered IARs (5.B.3)0 as of Mar 10, 2026
Mar 20, 20130 then
Employees (5.A)18 as of Mar 10, 2026
Mar 20, 201310 then
Private funds1 as of Mar 10, 2026
Jan 27, 20121 then
RAUM +14% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- ria with p•••••• funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $115MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $490,881derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.5%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $37.9M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$984M85%
- Individuals$97.6M8.5%
- Pooled investment vehicles$46.8M4.1%
- Charitable organizations$14.6M1.3%
- Pension and profit-sharing plans$11.7M1.0%
- Individual clients
- 312reported
- HNW clients
- 335reported
- Pension plan clients
- 5reported
- Charitable clients
- 2reported
- Accounts
- 2,352reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $37.9M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.94 fund_share=0.04 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• A••••• T••• | Leesburg, Va | Aug 15, 1989 | 42 y | 0 |
| T••••• A••••• B••••• | Leesburg, Va | Jun 7, 2000 | 27 y | 0 |
| B•••• C••••• S•••••Certified Financial Planner | Leesburg, Va | Jul 20, 2006 | 41 y | 2 |
| K•••• W•••••• A••••••• | Leesburg, Va | Jul 18, 2011 | 16 y | 0 |
| K•••••• J•••••• B•••• | Leesburg, Va | Feb 24, 2014 | 13 y | 0 |
| W••••• S••• K•••••• | Leesburg, Va | May 29, 2019 | 35 y | 0 |
| T••• O••• P••••••• | Leesburg, Va | Dec 18, 2020 | 32 y | 0 |
| J••••• B••••• S••••••• | Leesburg, Va | May 28, 2021 | 14 y | 0 |
| S•••••••• E•••••••• M••••••• | Leesburg, Va | May 4, 2023 | 11 y | 0 |
| J••••• A••• S•••••• | Leesburg, Va | Aug 1, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- T••••• A••••• T••• to T••• C•••••• M•••••••••Dec 5, 2023 · Other
- T••••• A••••• T••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Sep 26, 2019 · RIA to affiliated broker-dealer or bank
- B•••••• P•••••• H••••• to C•••••• S••••• • C••• I•••Jul 24, 2009 · Other
- M•••••• V•••••• P••• to P•••••• W••••• A•••••••• L••Aug 21, 2002 · Other
Joined, latest
- T••••• A••••• T••• from G•••• J••••••• W••••• A•••••••Sep 2, 2022 · RIA to RIA
- B•••• C••••• S••••• from A••••••• A••••••• S•••••••Jul 20, 2006 · Other
- B•••••• P•••••• H••••• from S•••••••• A••••••• L••Jul 20, 2006 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••• G••••• • I••••• F•••• L• | Hedge Fund | $37.9M | 8 | Jan 27, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• K••••••• J•••••• · Chief Executive Officercontrolsince 09/2013 · owns 25% to 50%
- B•••••• T•••••• A••••• · Presidentcontrolsince 09/2009 · owns 25% to 50%
- T•••• T•••••• A••••• · Chairman Of The Board Of Directorscontrolsince 07/1986 · owns 10% to 25%
- A•••••••• K••••• W•••••• · Chief Investment Officersince 01/2020 · owns 10% to 25%
Related persons
Schedule D 7.A
- T••• A•• A••••••••• I•••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Leesburg, Va · principal | 10 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,190 to 2,352Aug 4, 2025 to Mar 10, 2026
- Advisory employees · 9 to 10Aug 4, 2025 to Mar 10, 2026
- HNW clients · 243 to 335Aug 4, 2025 to Mar 10, 2026
- Individual clients · 382 to 312Aug 4, 2025 to Mar 10, 2026
- Discretionary RAUM · $979M to $1.1BAug 4, 2025 to Mar 10, 2026
- HNW RAUM · $809M to $984MAug 4, 2025 to Mar 10, 2026
- Individual RAUM · $160M to $97.6MAug 4, 2025 to Mar 10, 2026
- Non-discretionary RAUM · $36.7M to $16.5MAug 4, 2025 to Mar 10, 2026
- Pension RAUM · $7.9M to $11.7MAug 4, 2025 to Mar 10, 2026
- Pooled vehicle RAUM · $37.9M to $46.8MAug 4, 2025 to Mar 10, 2026
- RAUM · $1.0B to $1.2BAug 4, 2025 to Mar 10, 2026
- Financial planning clients · 0 to 0Mar 11, 2025 to Aug 4, 2025
- Accounts · 2,133 to 2,190Nov 14, 2024 to Mar 11, 2025
- Charity clients · 0 to 2Nov 14, 2024 to Mar 11, 2025
- HNW clients · 207 to 243Nov 14, 2024 to Mar 11, 2025
- Individual clients · 398 to 382Nov 14, 2024 to Mar 11, 2025
- Pension plan clients · 4 to 5Nov 14, 2024 to Mar 11, 2025
- Assets in custody · $35.3M to $37.9MNov 14, 2024 to Mar 11, 2025
- Discretionary RAUM · $849M to $979MNov 14, 2024 to Mar 11, 2025
- HNW RAUM · $643M to $809MNov 14, 2024 to Mar 11, 2025
- Individual RAUM · $175M to $160MNov 14, 2024 to Mar 11, 2025
- Non-discretionary RAUM · $16.9M to $36.7MNov 14, 2024 to Mar 11, 2025
- Pension RAUM · $12.3M to $7.9MNov 14, 2024 to Mar 11, 2025
- Pooled vehicle RAUM · $35.3M to $37.9MNov 14, 2024 to Mar 11, 2025
- RAUM · $866M to $1.0BNov 14, 2024 to Mar 11, 2025
- Accounts · 1,920 to 2,133Mar 24, 2023 to Mar 20, 2024
- HNW clients · 205 to 207Mar 24, 2023 to Mar 20, 2024
- Individual clients · 390 to 398Mar 24, 2023 to Mar 20, 2024
- Pension plan clients · 0 to 4Mar 24, 2023 to Mar 20, 2024
- Assets in custody · $27.7M to $35.3MMar 24, 2023 to Mar 20, 2024
- Employees · 17 to 18Mar 24, 2023 to Mar 20, 2024
- Discretionary RAUM · $737M to $849MMar 24, 2023 to Mar 20, 2024
- HNW RAUM · $574M to $643MMar 24, 2023 to Mar 20, 2024
- Individual RAUM · $152M to $175MMar 24, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $16.4M to $16.9MMar 24, 2023 to Mar 20, 2024
- Pension RAUM · $0 to $12.3MMar 24, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $27.7M to $35.3MMar 24, 2023 to Mar 20, 2024
- RAUM · $754M to $866MMar 24, 2023 to Mar 20, 2024
- Accounts · 2,672 to 1,920Oct 4, 2022 to Mar 24, 2023
- Advisory employees · 8 to 9Oct 4, 2022 to Mar 24, 2023
Signals
2 dated events
- T••••• A••••• T••• left T••• F•••••••• A••••••• C••• for T••• C•••••• M••••••••• (registered 2024-02-29)Dec 5, 2023 · Advisor changed firm · fact
- Curtis Brawn Sproul (Director) no longer on Schedule A of T••• F•••••••• A••••••• C••• (listed 2022-10-04, absent 2023-03-24)Mar 24, 2023 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- T••• F•••••••• A••••••• C••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/toth-financial-advisory-corporationreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 703-443-8684reportedpublic record, Form ADV, Mar 10, 2026
- Team page
- tothfinancial.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $115Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026