DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Northern Capital Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Thomas Murphy | Northern Capital Management LLC independent RIA | Northcoast Asset Management LLC independent RIA | RIA to RIA | Feb 21, 2019 | Mar 15, 2019 |
| Michael Todd Krachey | Northern Capital Management LLC independent RIA | Northcoast Asset Management LLC independent RIA | RIA to RIA | Feb 21, 2019 | Mar 15, 2019 |
| Brian Allen Hellmer | Northern Capital Management LLC other | Mendota Financial Group, LLC independent RIA | Other | Dec 11, 2012 | Jun 7, 2023 (3830 d) |
| Carol Jean Vander Sluis | Northern Capital Management LLC other | Madison Asset Management other | Other | May 9, 2007 | Oct 31, 2011 (1636 d) |
| Curtis Richard Gross | Northern Capital Management LLC other | Cwm, LLC BD affiliated | Other | Mar 7, 2003 | Jan 1, 2026 (8336 d) |
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5 moves match.