DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Gw & Wade, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gerald A. PolcariGw & Wade, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 11, 2023Jan 9, 2024 (90 d)
Jeffrey Abraham BeshanskyGw & Wade, LLC independent RIACibc Private Wealth Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 19, 2022Jun 28, 2022 (160 d)
Joseph GauvinGw & Wade, LLC independent RIASandy Cove Advisors, LLC independent RIARIA to RIAJan 19, 2022Jan 25, 2022
John Edward LevangieGw & Wade, LLC independent RIADarrow Wealth Management independent RIARIA to RIAMay 28, 2021Jun 8, 2021
Margaret Rose WatsonGw & Wade, LLC independent RIAFocus Partners Wealth, LLC independent RIARIA to RIAApr 30, 2021Dec 8, 2022 (587 d)
Nathan Jacob BaldwinGw & Wade, LLC independent RIAPrw Wealth Management LLC independent RIARIA to RIAApr 12, 2021Jul 7, 2021 (86 d)
Paul Philip StongeGw & Wade, LLC otherWestminster Financial Advisory Corp otherOtherMay 4, 2016May 5, 2016
Anthony Ling Yee WanGw & Wade, LLC otherGoldman Sachs Wealth Services, L.P. otherOtherApr 15, 2015May 11, 2015
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8 moves match.