DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Harbor Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Maria Louise Callaghan | The Harbor Group, Inc. independent RIA | Northwest Asset Management independent RIA | RIA to RIA | Sep 1, 2021 | Jun 8, 2021 |
| Inna Rivilis | The Harbor Group, Inc. other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Nov 20, 2015 | Apr 27, 2021 (1985 d) |
| Mark Andrew Witaschek | The Harbor Group, Inc. other | Mclean Asset Management Corp. other | Other | Oct 27, 2009 | Oct 20, 2009 |
| Robert Richard Cordeau | The Harbor Group, Inc. other | Mclean Asset Management Corp. other | Other | Oct 26, 2009 | Oct 23, 2009 |
| William Acker Simpson | The Harbor Group, Inc. other | Azimuth Financial Planning, LLC unclassified | Other | Dec 17, 2007 | Mar 31, 2008 (105 d) |
Page 1 of 1
5 moves match.