DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Montag
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Dean Guinther | Montag independent RIA | Aprio Wealth Management, LLC independent RIA | RIA to RIA | Nov 5, 2025 | Nov 13, 2025 |
| James Randolph Loving | Montag independent RIA | Aprio Wealth Management, LLC independent RIA | RIA to RIA | Oct 15, 2025 | Jan 20, 2026 (97 d) |
| Jane Elizabeth Morrow | Montag independent RIA | Transamerica Financial Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2025 | Apr 11, 2025 |
| Margaret M Guenther | Montag other | Buffington Mohr Mcneal other | Other | Jun 1, 2017 | Aug 4, 2017 (64 d) |
| Hong-Tsun Simon | Montag other | Forthright Partners LLC no RAUM | Other | Dec 16, 2004 | Sep 10, 2020 (5747 d) |
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5 moves match.