DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Silicon Valley Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Randall Scott PonderSilicon Valley Wealth Advisors, LLC independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankJan 2, 2024Dec 7, 2023
Scott Preston YangSilicon Valley Wealth Advisors, LLC independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankJan 2, 2024Dec 21, 2023
Tracy Frank LaseckeSilicon Valley Wealth Advisors, LLC independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankJan 2, 2024Dec 8, 2023
Charles Duc Huy TranSilicon Valley Wealth Advisors, LLC independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankJan 2, 2024Dec 7, 2023
Christopher Allen DukeSilicon Valley Wealth Advisors, LLC independent RIAMutual Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 21, 2022Mar 22, 2022
James Frederick KarelSilicon Valley Wealth Advisors, LLC independent RIAPeterson Investment Management Inc otherOtherNov 7, 2018Nov 23, 2020 (747 d)
Jeffrey YoakumSilicon Valley Wealth Advisors, LLC otherAbunda Financial, LLC otherOtherSep 26, 2012Sep 13, 2012
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7 moves match.