DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Financial Management Group Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Dean Wilder | Financial Management Group Inc other | Total Wealth Planning, LLC other | Other | Oct 23, 2015 | Jul 22, 2015 |
| Robert Norman Siegmann | Financial Management Group Inc other | Total Wealth Planning, LLC other | Other | Oct 23, 2015 | Jul 22, 2015 |
| Robert Joseph Lemmons | Financial Management Group Inc other | Total Wealth Planning, LLC other | Other | Oct 23, 2015 | Jul 22, 2015 |
| Jonathan William Andre | Financial Management Group Inc other | Total Wealth Planning, LLC other | Other | Oct 23, 2015 | Jul 22, 2015 |
| Matthew Michael Will | Financial Management Group Inc other | Wealth Accel unclassified | Other | Jul 2, 2015 | Jun 25, 2015 |
| Andrew William Ferraro | Financial Management Group Inc other | Ameriprise Financial Services, LLC national BD | Other | Mar 15, 2011 | Aug 25, 2011 (163 d) |
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6 moves match.