DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hcm Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Abhay Srivastava | Hcm Wealth independent RIA | As Investment Partners LLC state registered | RIA to a state-registered adviser | May 4, 2023 | Feb 1, 2024 (273 d) |
| Kevin Patrick Cope | Hcm Wealth independent RIA | Cope Connelly independent RIA | RIA to RIA | Oct 14, 2020 | Dec 10, 2024 (1518 d) |
| Puneet Singh Sahi | Hcm Wealth other | Gfo Advisory Services, LLC other | Other | Jul 2, 2015 | Jul 15, 2015 |
| Patrick Thomas Brennan | Hcm Wealth other | Brennan Asset Management state registered | Other | Jan 19, 2015 | Mar 24, 2015 (64 d) |
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4 moves match.