DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealthspire Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jillian Beninson Ward | Wealthspire Advisors mixed wealth | Empower Advisory Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2024 | Mar 1, 2024 |
| James D Pickert | Wealthspire Advisors mixed wealth | Kanawha Capital Management, LLC independent RIA | RIA to RIA | Mar 30, 2023 | Apr 10, 2023 |
| Jone Elam Liuzza | Wealthspire Advisors mixed wealth | Principal Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 30, 2023 | Jun 7, 2023 (69 d) |
| David Earl Francati | Wealthspire Advisors mixed wealth | Vident Investment Advisory, LLC asset manager | Other | Sep 10, 2021 | Jun 14, 2023 (642 d) |
| Edin Cuskovic | Wealthspire Advisors other | Maximum Advisory state registered | Other | Jul 13, 2016 | Nov 2, 2016 (112 d) |
| Paul Benson Marks | Wealthspire Advisors other | Concourse Financial Group Advisors other | Other | Mar 30, 2009 | Apr 3, 2009 |
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6 moves match.