DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stearns Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Courtney Allen Kidwell | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 6, 2020 |
| James Glenn Joyce | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 3, 2020 |
| Phillip Edward Williams Jr | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 3, 2020 |
| Dax Dixson | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 6, 2020 |
| Tara Helene Maxwell | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 3, 2020 |
| Pamela Susan Stearns | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 3, 2020 |
| Haleh Moddasser | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 2, 2020 |
| John Madison Thomas | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 2, 2020 |
| Lindsay Rebekkah Brock | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 2, 2020 |
| Jason Croy | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 8, 2020 |
| Shira Elizabeth Katsir | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 3, 2020 |
| Teresa Emerson Talton | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 2, 2020 |
| Paula Mcmillan | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 6, 2020 |
| Dennis Gale Stearns | Stearns Financial Group independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2020 | Nov 9, 2020 |
| Kenneth Browne Peters | Stearns Financial Group independent RIA | Blueprint Investment Partners LLC asset manager | Other | Mar 13, 2020 | Apr 16, 2021 (399 d) |
| Andrew R. Clark | Stearns Financial Group independent RIA | Smith Salley Wealth Management mixed wealth | RIA to RIA | May 1, 2018 | May 22, 2018 |
| Brian Daniel Haehl | Stearns Financial Group other | Bb&T Investment Services, Inc. no RAUM | Other | Jun 13, 2012 | May 8, 2012 |
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17 moves match.