DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Johnson Sterling, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alan Scott Ward | Johnson Sterling, Inc. other | Compound Planning, Inc. independent RIA | Other | Apr 29, 2024 | Apr 19, 2024 |
| William Reeve Cantus | Johnson Sterling, Inc. other | Pacific Sage Partners, LLC no RAUM | Other | Jan 3, 2022 | Jan 13, 2022 |
| Milton Oliver Booth | Johnson Sterling, Inc. other | LPL Financial LLC other | Other | Dec 1, 2014 | Dec 16, 2014 |
| Adam Webster Kirklin | Johnson Sterling, Inc. other | Bluewater Wealth Advisors, LLC no RAUM | Other | Sep 13, 2012 | Mar 28, 2024 (4214 d) |
| Charles Mitchell Smith | Johnson Sterling, Inc. other | Sterne Agee Asset Management, Inc. other | Other | Feb 28, 2012 | Apr 9, 2012 (41 d) |
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5 moves match.