DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Fci Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Wendell JonesFci Advisors mixed wealthEssex Financial Services, Inc. independent RIARIA to RIAJan 28, 2025May 28, 2025 (120 d)
Eric Michael BarrFci Advisors otherEternity Investment Advisors, LLC unclassifiedOtherJun 1, 2015Aug 13, 2015 (73 d)
Charles Thomas SimkoFci Advisors otherMainstreet Advisors otherOtherAug 24, 2011Nov 3, 2011 (71 d)
Phillip B GronnigerFci Advisors otherThornburg Investment Management Inc asset managerOtherAug 24, 2010Feb 6, 2026 (5645 d)
Paul Allen McclainFci Advisors otherFreedom Wealth Advisors, LLC state registeredOtherApr 2, 2008Jul 20, 2010 (839 d)
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5 moves match.